A complete list of active advisors currently associated with Richard Miller Financial Services, LLC

Warmer can help you find a great advisor at Richard Miller Financial Services, LLC or one who fits your needs even better.

The firm provides discretionary investment management and financial planning services to a mix of individual investors, trusts and estates, pension and profit-sharing plans, and corporate clients. Services include customized portfolio construction using mutual funds, ETFs and, when appropriate, individual stocks and bonds, plus hourly or fixed-fee financial planning and consulting. Investment decisions are grounded in fundamental analysis and a predominantly long-term orientation, while portfolios are actively monitored and may be rebalanced; the adviser may also use margin, options, concentrated positions and more frequent trading when aligned with client objectives. Clients can impose reasonable investment restrictions, and the firm evaluates funds and ETFs through an internal due-diligence process before inclusion in client accounts. Notably, the firm provides portfolio management to institutional clients (pension and business plans), a service that is uncommon among independent firms of its type and size. The brochure also discloses that the firm requires use of a specific broker-dealer/custodian (Trade PMR/First Clearing) for client accounts and reports a 2013 FINRA regulatory action that resulted in a fine and a short suspension.

To learn more about the advisors currently working at Richard Miller Financial Services, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.