A complete list of active advisors currently associated with Richmond Investment Services LLC

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Richmond Investment Services provides discretionary and non‑discretionary investment advisory services, financial planning, estate‑planning consulting, and retirement plan consulting to individuals, trusts, estates, charitable organizations, business entities and qualified retirement plans. The firm reports $453,210,055 in discretionary assets under management, serves approximately 877 clients through 13 advisors, and also sponsors a wrap fee program and a Strategic Wealth Management (SWM) program. The firm builds client portfolios based on individualized financial information (goals, risk tolerance, cash flow and tax considerations) and uses economic, fundamental and technical analysis to construct and rebalance allocations that may include mutual funds, ETFs, equities, fixed income, options and third‑party manager strategies through LPL‑sponsored programs (OMP, MWP, MAS, MAN). Most client relationships are managed on a discretionary basis, while financial planning and estate planning advice are provided on a non‑discretionary, consultative basis. Noteworthy distinctions include the firm’s deep operational relationship with LPL Financial: RIS relies on multiple LPL‑sponsored platforms, receives technology, research and practice‑support services from LPL, and discloses that some financial professionals are dually registered with LPL and have received transition assistance and other benefits, which the brochure identifies as potential conflicts of interest. The firm also calls out newer offerings and risks tied to Bitcoin ETFs (including an assessment that downside can be 100% and a stated practice of limiting exposure), and it documents arrangements in SWM where RIS may elect to pay transaction charges on clients’ behalf—both items that are less common among multi‑team peers.

To learn more about the advisors currently working at Richmond Investment Services LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.