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Mark Benjamin Konrardy

Advisor at Richmond Investment Services LLC — Dubuque, IA

Updated today

Credentials

Series 63, Series 66

Experience

24 years

Location

Dubuque, IA 52001

Richmond Investment Services LLC logo

Richmond Investment Services LLC

Team

Total advisors

14

Across 2 offices

Clients per advisor

101 Very High

Avg AUM per client

$517,803 Low

HNW client ratio

40% High

About

Mark Konrardy is a financial advisor with Richmond Investment Services LLC in Dubuque, IA, holding Series 63 and Series 66 licenses and 24 years of industry experience. His career includes roles at Prudential, CUNA Mutual Group, and LPL Financial. Richmond Investment Services LLC is an SEC-registered advisory firm serving individuals, trusts, estates, charitable organizations, business entities, and retirement plan sponsors. The firm provides financial planning, discretionary portfolio management, estate-planning consultations, and retirement plan consulting, implementing portfolios through various LPL-sponsored programs and its own Strategic Wealth Management program.

Client services

Based on Richmond Investment Services LLC

Financial planning Portfolio management Pension consulting

Expertise

Based on Richmond Investment Services LLC

Retirement income strategy Income planning Active portfolio management Options & derivatives strategies

Occupation focus

Based on Richmond Investment Services LLC

Founder/Business Owner Retired Executive

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Fee options

Fixed

Fixed fees may be charged for financial planning and consulting services; fees are negotiable and not explicitly stated.

Percentage

$0 - $500,000: 2.00% $500,001 - $1,000,000: 1.75% $1,000,001 - $5,000,000: 1.50% $5,000,001+: Negotiable

Project-based

Hourly consulting fees may be charged for certain consulting and financial planning services; fees are negotiable but no specific amounts stated.

Location

See office

Dubuque, IA

470 W 4th Street

Dubuque IA 52001

Advisors at this office

4

Most active in

Iowa

Work history

24 years of industry experience

LPL Financial LLC

2025 - Present • 1 year

Dubuque, IA

Richmond Investment Services LLC

2025 - Present • 1 year

Dubuque, IA

DB&T Investment Services

2024 - 2025 • 1 year

Dubuque, IA

LPL Financial

2022 - 2025 • 3 years

Dubuque, IA

CUNA Mutual Group

2021 - 2024 • 3 years

Waverly, IA

CUNA Brokerage Services, Inc

2021 - 2024 • 3 years

Waverly, IA

Trustage Wealth Management

2021 - 2023 • 2 years

Dubuque, IA

Empower Retirement

2021 - 2021 • 1 year

Dubuque, IA

Unemployed

2020 - 2021 • 1 year

Dubuque, IA

Prudential Customer Solutions Llc

2019 - 2020 • 1 year

Dubuque, IA

Richmond Investment Services LLC

2015 - Present • 11 years

Dubuque, IA

Prudential investment Management Services LLC

2008 - 2020 • 12 years

Dubuque, IA

The Prudential Company of America

2008 - 2020 • 12 years

Dubuque, IA

U.S. Bancorp Investments, Inc.

2006 - 2008 • 2 years

Prudential Retirement Brokerage Services, Inc.

2003 - 2003 • 1 year

Dubuque, IA

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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John A

ChFC®, Series 63, Series 66

Galena, IL

Investments By Design, Inc

John Anderson is a financial advisor at Investments By Design, Inc with 18 years of industry experience. He holds the ChFC® designation as well as Series 63 and Series 66 licenses. Anderson has led Investments By Design since 2012. Investments By Design provides discretionary portfolio management and financial planning services to individuals, high-net-worth clients, and some corporate or business entities. The firm employs a blend of fundamental, technical, and cyclical analysis, utilizing various strategies including long- and short-term trading, short sales, margin, and options writing, alongside traditional asset allocations.

College savings (529s, UTMA, etc.) Options & derivatives strategies
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Mark S

CFP®, CFA®

Peosta, IA

Vestera Wealth LLC

Mark Stevens is a CFP® and CFA® credentialed advisor with 14 years of industry experience. He is currently the principal of Vestera Wealth LLC, an independent firm established in 2025. His prior experience includes roles at HTLF, ATCapital Management, and American Trust. Vestera Wealth LLC provides investment advisory and wealth management services to individuals, trusts, businesses, and charitable organizations, with a focus on high-net-worth clients. The firm employs a primarily long-term investment approach using ETFs, individual securities, mutual funds, structured products, and alternative investments, combining multiple analytical methods and ongoing oversight of independent managers.

Wealth management Passive / index investing Active portfolio management Private / alternative investments
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David S

CFP®, Series 63, Series 65

Galena, IL

Benchmark Capital Group Ltd.

David Swisher is a CFP® professional with 28 years of industry experience, currently advising clients at Benchmark Capital Group Ltd. since 2009. He also engages in tax preparation and consulting through Academy Advisors Ltd. and serves as a trustee on his spouse’s living trust and irrevocable life insurance trust. Benchmark Capital Group Ltd. provides portfolio management, financial planning, and retirement-plan consulting to individuals, trusts, estates, charitable organizations, and business entities. The firm employs a variety of investment strategies including fundamental and technical analysis and offers both long- and short-term approaches tailored to client objectives.

General retirement planning Income planning General tax planning Active portfolio management Founder/Business Owner
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Richard H

Series 63, Series 65

Galena, IL

Benchmark Capital Group Ltd.

Richard Hahn is a financial advisor at Benchmark Capital Group Ltd. in Galena, IL, holding Series 63 and Series 65 licenses with 27 years of industry experience. He has been with Benchmark Capital Group Ltd. since 2012. Benchmark Capital Group Ltd. serves individuals, trusts, estates, charitable organizations, corporations, and other business entities by providing discretionary and non-discretionary portfolio management, financial planning, and employer retirement-plan consulting. The firm manages approximately $174 million and employs a varied investment approach that includes fundamental and technical analysis, supporting both long- and short-term strategies tailored to client needs.

General retirement planning Income planning General tax planning Active portfolio management Founder/Business Owner
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Ricky W

CFP®, Series 63

Dubuque, IA

Stackstone Wealth, LLC

Ricky Winslow is a financial advisor at StackStone Wealth, LLC with over 32 years of industry experience. He holds the CFP® designation and Series 63 license and has previously worked for Ameriprise Financial Services, Inc. and Ameriprise Financial Services, LLC. Outside of his advisory role, Winslow manages RLW, LLC, a consulting business focused on operations and management. StackStone Wealth provides investment management, financial planning, ERISA plan advisory, and third-party manager selection services to institutions, retirement plans, trusts, and individuals. The firm combines active and passive investment strategies with diversified asset allocation and tactical approaches, managing approximately $1.49 billion across several thousand accounts.

Private / alternative investments Active portfolio management Founder/Business Owner
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Aiden D

Series 66

Dubuque, IA

Stackstone Wealth, LLC

Aiden Dunne is a financial advisor at Stackstone Wealth, LLC in Dubuque, IA, holding a Series 66 designation with one year of industry experience. Prior to joining Stackstone Wealth, he worked at Ameriprise and GreatAmerica Financial Services. Stackstone Wealth provides investment management, financial planning, ERISA plan advisory, and manager selection services to institutions, retirement plans, trusts, and individual clients. The firm combines active and passive management with tactical asset allocation and uses independent managers and alternatives where appropriate.

Private / alternative investments Active portfolio management Founder/Business Owner
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