A complete list of active advisors currently associated with Rik Saylor Financial, Inc.

Warmer can help you find a great advisor at Rik Saylor Financial, Inc. or one who fits your needs even better.

Rik Saylor Financial provides discretionary investment and wealth management, financial planning, and limited-scope consulting to individuals (including high‑net‑worth clients), employer‑sponsored retirement plans, trusts, estates, charitable organizations, and businesses. The firm also facilitates estate‑planning document preparation through a third‑party platform and offers participant account management for held‑away retirement assets. The firm tailors portfolios through client interviews and third‑party risk‑assessment tools, allocating across ETFs, equities, warrants, corporate and municipal debt, options, and alternative investments (including private funds) based on each client’s objectives and risk tolerance. It relies on several third‑party technology platforms (including RMS and Advyzon) for account management, performance reporting, fee billing, and to enable discretionary management of held‑away assets without taking custody. Noteworthy aspects disclosed in the brochure include the firm’s use of options and other derivative instruments in client accounts and its use of endorsements and testimonials in advertising, practices that are less common among peers. The brochure also discloses a 2021 consent order with the Kentucky Division of Securities related to registration oversight, which the firm resolved by payment of a civil fine.

To learn more about the advisors currently working at Rik Saylor Financial, Inc., click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.