Rik Saylor Financial, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$194,918,814
Clients
376
Advisors
3
of 5 employees
About
Rik Saylor Financial provides discretionary investment and wealth management, financial planning, and limited-scope consulting to individuals (including high‑net‑worth clients), employer‑sponsored retirement plans, trusts, estates, charitable organizations, and businesses. The firm also facilitates estate‑planning document preparation through a third‑party platform and offers participant account management for held‑away retirement assets.
The firm tailors portfolios through client interviews and third‑party risk‑assessment tools, allocating across ETFs, equities, warrants, corporate and municipal debt, options, and alternative investments (including private funds) based on each client’s objectives and risk tolerance. It relies on several third‑party technology platforms (including RMS and Advyzon) for account management, performance reporting, fee billing, and to enable discretionary management of held‑away assets without taking custody.
Noteworthy aspects disclosed in the brochure include the firm’s use of options and other derivative instruments in client accounts and its use of endorsements and testimonials in advertising, practices that are less common among peers. The brochure also discloses a 2021 consent order with the Kentucky Division of Securities related to registration oversight, which the firm resolved by payment of a civil fine.
Client services
Expertise
Occupation focus
Fee options
Flat fees for consulting or financial planning services not exceeding $25,000
$0.00 - $49,999.99: 1.75% $50,000.00 - $99,999.99: 1.75% $100,000.00 - $299,999.99: 1.65% $250,000.00 - $499,999.99: 1.50% $500,000.00 - $749,999.99: 1.35% $750,000.00 - $999,999.99: 1.25% $1,000,000.00 - $1,999,999.99: 1.00% $2,000,000.00 - $2,999,999.99: 0.90% $3,000,000.00 - $3,999,999.99: 0.80% $4,000,000.00 - $4,999,999.99: 0.70% $5,000,000.00 - $9,999,999.99: 0.60% $10,000,000.00+: 0.50%
$250 per hour for limited scope consulting engagements
Account minimum: $500,000 Minimum fee: $250 administration fee if accounts are terminated within 12 months (at Adviser discretion) Fee-only: Flat fees up to $25,000; hourly rates from $250 to $500
Main office
1241 Nilles Road
Fairfield OH 45014
Advisors at this office
3
Most active in
Florida · Indiana · Kentucky · Ohio · Tennessee · Texas
Also doing business as
Rik Saylor Financial · Rik Saylor Financial, Inc.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Eric H
CFP®, Series 66
Fairfield, OH
Rik Saylor Financial, Inc.
Eric Hamberg is a CFP® professional with 19 years of industry experience, currently serving at Rik Saylor Financial, Inc. He has held roles at Savvy, Triad Advisors, LPL Financial, and National Planning Corporation. Hamberg serves as a board member and treasurer for Sweet Cheeks Diaper Bank, a nonprofit charity supporting unprivileged babies. Rik Saylor Financial provides discretionary investment and wealth management, financial planning, and limited-scope consulting to individuals, retirement plans, trusts, charitable organizations, and businesses. The firm customizes portfolios based on client objectives and risk tolerance, utilizing a range of asset classes and third-party technology platforms to support account management and reporting.
Nathanial P
Series 63, Series 65
Fairfield, OH
Rik Saylor Financial, Inc.
Nathanial Parker is a financial advisor at Rik Saylor Financial, Inc. with 14 years of industry experience. He holds Series 63 and Series 65 credentials and has worked at firms including Savvy, Triad Advisors, LPL Financial, and National Planning Corporation. Outside of advising, he serves as a notary public. Rik Saylor Financial provides discretionary investment and wealth management, financial planning, and limited-scope consulting to individuals, employer-sponsored retirement plans, trusts, estates, charitable organizations, and businesses. The firm customizes portfolios using client interviews and risk-assessment tools, allocating across various asset classes including ETFs, equities, debt instruments, options, and alternative investments.
Rik S
Series 63, Series 66
Fairfield, OH
Rik Saylor Financial, Inc.
Rik Saylor is a financial advisor with 31 years of industry experience, currently operating through Rik Saylor Financial, Inc. He holds Series 63 and Series 66 credentials and has worked at firms including Savvy, Triad Advisors, LPL Financial, and National Planning Corporation. In addition to his advisory work, he owns a business consulting firm focused on business evaluation and exit planning. Rik Saylor Financial provides discretionary investment and wealth management, financial planning, and limited-scope consulting to individuals, employer-sponsored retirement plans, trusts, estates, charitable organizations, and businesses. The firm customizes portfolios using client interviews and risk assessments, investing across various asset classes including ETFs, equities, debt, options, and alternative investments.
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