A complete list of active advisors currently associated with Rise Retirement, LLC

Warmer can help you find a great advisor at Rise Retirement, LLC or one who fits your needs even better.

RISE Retirement, LLC provides discretionary and non‑discretionary asset management, comprehensive financial planning, and retirement‑plan advisory services to individual clients (including high‑net‑worth individuals) and to corporations/business entities. The firm also offers educational seminars and workshops for the public and plan participants; these sessions are described in the brochure as educational and are offered without charge. The firm tailors investment programs to each client’s goals, time horizon, and risk tolerance and uses a mix of fundamental, technical, charting and cyclical analysis across long‑ and short‑term strategies, trading and options positions. Accounts may be managed on a discretionary basis when authorized, with quarterly reviews and documented investment policy statements for retirement plans, and the firm provides participant education and group enrollment meetings for plan sponsors. Distinctive features noted in the brochure include the principals’ ownership of a third‑party administrator that provides pension administration and compliance services and an affiliated insurance agency, arrangements the firm discloses as creating potential conflicts of interest. RISE’s ability to serve either as a non‑discretionary ERISA 3(21) adviser or as a fully discretionary 3(38) investment manager for retirement plans, combined with in‑house plan administration resources and public workshops, is an uncommon service mix for a firm of its size.

To learn more about the advisors currently working at Rise Retirement, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.