Malden, MA Pleasant Street Office

Risen Phoenix Capital Advisers is a newly formed investment manager that, in this filing, positions itself to serve pooled vehicles and institutional assets while also offering services to individuals, trusts, retirement plans, corporations, and other entities. The firm provides discretionary portfolio management and complementary services including retirement planning, trust and estate coordination, insurance planning, and coordinated tax services through a related tax-preparation entity.

The firm describes an investment approach grounded in modern portfolio theory, strategic asset allocation, passive indexing using ETFs and mutual funds, periodic rebalancing, and selective use of alternatives such as REITs and interval funds. Portfolios are reviewed at least quarterly and the firm offers separate financial-planning engagements that can be delivered for a fixed annual fee or, notably, on an hourly basis for consulting—an arrangement that is less common among investment managers.

Distinctive features include the firm’s very small scale and initial-operating status — a single principal, no advisory clients or assets reported at the time of filing — which may affect operational capacity compared with larger managers. The firm is under common ownership with a tax-preparation entity and its principal also holds tax, insurance, and real estate licenses and may receive separate compensation for those services, a potential conflict of interest disclosed in the brochure.