RiverPath Investments LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$219,419,017
Clients
186
Advisors
5
across 4 offices
About
RiverPath Investments LLC provides individualized asset management and pension consulting to individuals, high-net-worth clients, trusts, retirement plans, and business entities. The firm reports $362,919,669 in regulatory assets under management across roughly 186 clients and is supported by a five-advisor team.
Portfolios are built from individual stocks, bonds, ETFs, options, mutual funds and other securities and are tailored to client objectives, risk tolerance and time horizon; the firm employs fundamental, technical (charting) and cyclical analysis in its investment process. While RiverPath can operate with discretionary authority, the brochure discloses that most assets are managed on a non‑discretionary basis (approximately $356,300,031 non‑discretionary versus $6,619,638 discretionary), so client consent is commonly sought before trades.
Distinctive operational features disclosed in the brochure include that several representatives are licensed insurance agents/brokers who may recommend and receive customary fees for insurance products, and the firm notes this as a potential conflict it seeks to mitigate. The firm also pays independent solicitors for client referrals—sharing substantial portions of ongoing advisory fees with those referrers—and recently disclosed it no longer offers the Schwab Institutional Intelligent Portfolios program.
Client services
Expertise
Fee options
$0 - $1,000,000: 1.00% $1,000,001 - $2,500,000: 0.85% $2,500,001 - $5,000,000: 0.75% $5,000,001 - $10,000,000: 0.65% Over $10,000,001+: 0.50%
Account minimum: $250,000 Fee-only: Asset Management fees based on percentage of assets under management, tiered schedule as detailed above; Pension Consulting fees also based on percentage of assets under advisement with tiered schedule: $0-$1,000,000: 1.00%, $1,000,001-$3,000,000: 0.75%, $3,000,001-$5,000,000: 0.50%, $5,000,001-$10,000,000: 0.35%, over $10,000,001: Negotiable
Main office
See officeEl Dorado Hills CA
Advisors at this office
2
Offices (4)
Most active in
California · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Larry S
Series 63, Series 65
Elk Grove, CA
RiverPath Investments LLC
Larry Stiver is a financial advisor at RiverPath Investments LLC with 20 years of industry experience. He holds Series 63 and Series 65 licenses and has worked with Sterling Advisors Inc and Storehouse Financial, among other roles. Outside of advisory work, he owns an insurance agency offering employee benefits and special risk insurance, and he is a part-owner and CFO of VistaCore, a firm providing hour banking for fringe benefits. RiverPath Investments LLC provides individualized asset management and pension consulting to individuals, high-net-worth clients, trusts, retirement plans, and business entities. The firm’s investment approach incorporates fundamental, technical, and cyclical analysis, with portfolios tailored to client objectives and risk tolerance.
John K
CFP®, Series 63
El Dorado Hills, CA
RiverPath Investments LLC
John Kelly is a CFP® with 41 years of industry experience and is associated with RiverPath Investments LLC since 2016. He has a long tenure at Acacia Mutual Life beginning in 1984. Kelly serves as Vice President and Trustee for Statewide Educational Outreach, focusing on education related to retirement issues. RiverPath Investments LLC provides individualized asset management and pension consulting services to individuals, high-net-worth clients, trusts, retirement plans, and business entities. The firm’s portfolios are tailored to client objectives using fundamental, technical, and cyclical analysis, and predominantly managed on a non-discretionary basis.
Tim B
Series 63, Series 65
Sacramento, CA
RiverPath Investments LLC
Tim Brockway is a financial advisor with RiverPath Investments LLC, holding Series 63 and Series 65 licenses and bringing 20 years of industry experience. He has worked at RiverPath Investments since 2015 and previously at Storehouse Financial and Mass Mutual Life Insurance. Outside of his advisory role, Tim owns ASG Insurance and Financial Services, Inc., which provides life and health insurance services. RiverPath Investments LLC offers customized asset management and retirement-plan consulting to individuals, trusts, pension plans, and corporate clients. The firm employs fundamental, technical, and cyclical analysis, providing portfolios with a range of securities and access to an Institutional Intelligent Portfolios™ program through Schwab.
Brayden C
CFP®
El Dorado Hills, CA
RiverPath Investments LLC
Brayden Cleland is a CFP® professional with three years of industry experience, currently serving at RiverPath Investments LLC. He previously worked at Allworth Financial, L.P. and Ridgeview Financial Planning. RiverPath Investments LLC provides individualized asset management and pension consulting to individuals, high-net-worth clients, trusts, retirement plans, and business entities. The firm manages portfolios using a combination of fundamental, technical, and cyclical analysis, with a focus on tailoring investments to client objectives, risk tolerance, and time horizon.
Daniel W
CFP®, Series 63, Series 65
Folsom, CA
RiverPath Investments LLC
Daniel Weiler is a CFP® professional with 26 years of industry experience. He has been with RiverPath Investments LLC since 2015 and previously worked at Storehouse Financial, LLC for 12 years. In addition to his advisory role, he is a licensed insurance agent specializing in life-only, variable contracts, and accident and health insurance. RiverPath Investments LLC provides customized asset management and retirement-plan consulting to individuals, trusts, pension plans, and corporate clients. The firm employs fundamental, technical, and cyclical analysis to manage portfolios that include stocks, bonds, ETFs, options, and other securities, offering automated rebalancing and tax-loss harvesting through an institutional platform administered by Schwab.
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