Folsom, CA Office

RiverPath Investments LLC provides individualized asset management and pension consulting to individuals, high-net-worth clients, trusts, retirement plans, and business entities. The firm reports $362,919,669 in regulatory assets under management across roughly 186 clients and is supported by a five-advisor team.

Portfolios are built from individual stocks, bonds, ETFs, options, mutual funds and other securities and are tailored to client objectives, risk tolerance and time horizon; the firm employs fundamental, technical (charting) and cyclical analysis in its investment process. While RiverPath can operate with discretionary authority, the brochure discloses that most assets are managed on a non‑discretionary basis (approximately $356,300,031 non‑discretionary versus $6,619,638 discretionary), so client consent is commonly sought before trades.

Distinctive operational features disclosed in the brochure include that several representatives are licensed insurance agents/brokers who may recommend and receive customary fees for insurance products, and the firm notes this as a potential conflict it seeks to mitigate. The firm also pays independent solicitors for client referrals—sharing substantial portions of ongoing advisory fees with those referrers—and recently disclosed it no longer offers the Schwab Institutional Intelligent Portfolios program.