Riverstone Asset Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Riverstone Asset Management (RAM) provides discretionary portfolio management and related wealth advisory services to individuals (including high net worth clients), qualified retirement plans, trusts, charitable organizations and small businesses. The firm reports approximately $103 million in discretionary assets under management, operates with two advisors and serves a small client base, and also offers financial planning support on matters such as retirement, college planning, business sale structures, and estate and tax-related issues.
RAM’s investment approach is grounded in Modern Portfolio Theory and a belief in broadly efficient markets, favoring diversified, low-turnover, asset-class exposures implemented principally through no-load mutual funds and passively managed ETFs. The firm commonly uses Dimensional Fund Advisors funds, employs Monte Carlo analysis for planning and constructs fixed income solutions that can include laddered individual bonds managed via a third‑party fixed income manager retained through Focus Partners Advisor Solutions.
What is uncommon for a firm of this size is its ownership and affiliation with an accounting firm: RAM is wholly owned by Louis T. Roth & Co., PLLC, and personnel may also be partners or employees of that accounting firm, allowing coordination between advisory and tax/accounting services while keeping those services separate and optional. RAM also maintains an ongoing operational and sub‑advisory relationship with Focus Partners Advisor Solutions for back‑office support and fixed income management, and has recently transitioned its registration filing to the SEC.
Client services
Expertise
Occupation focus
Fee options
$0 - $500,000: 1.00% $500,000 - $1,000,000: 0.90% $1,000,000 - $2,000,000: 0.70% $2,000,000 - $3,000,000: 0.50% $3,000,000 - $5,000,000: 0.40% $5,000,000+: 0.35%
Main office
2100 Gardiner Lane, Suite 207
Louisville KY 40205
Advisors at this office
2
Most active in
Kentucky · Louisiana
Also doing business as
Louis T. Roth & Co. Wealth Management · Riverstone Asset Management, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Jennifer R
Series 65
Louisville, KY
Riverstone Asset Management, LLC
Jennifer Ringstaff is a financial advisor with Riverstone Asset Management, LLC, holding a Series 65 designation and 13 years of industry experience. She has been with Riverstone since 2012 and is also a partner at Louis T. Roth & Co., PLLC, where she dedicates significant time. Outside of her advisory roles, she serves as director of a bookkeeping service. Riverstone Asset Management provides discretionary portfolio management and wealth advisory services primarily to individuals, qualified retirement plans, trusts, charitable organizations, and small businesses. The firm applies a Modern Portfolio Theory-based investment approach using diversified, low-turnover, asset-class exposures, primarily through no-load mutual funds and passive ETFs, and benefits from close coordination with its wholly owned accounting affiliate.
Eric J
Series 65
Louisville, KY
Riverstone Asset Management, LLC
Eric Johnson is a financial advisor at Riverstone Asset Management, LLC with 13 years of industry experience. He holds a Series 65 designation and has worked at Riverstone since 2012. In addition to his advisory role, Johnson is a partner at Louis T. Roth & Co., PLLC and serves as director of a bookkeeping service outside of securities trading hours. Riverstone Asset Management provides discretionary portfolio management and wealth advisory services to individuals, qualified retirement plans, trusts, charitable organizations, and small businesses. The firm employs a broadly diversified, low-turnover investment approach based on Modern Portfolio Theory and is wholly owned by an accounting firm, enabling coordinated advisory and tax/accounting services.
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