Rnb Wealth Management Group

RNB Wealth Management Group is a registered investment adviser that provides discretionary investment management to individual and high-net-worth clients, managing approximately $59.4 million across about 58 accounts. The firm offers customized portfolio management and IRA rollover advice and typically operates under discretionary trading authority to implement client strategies.

The firm uses a blend of charting, fundamental and technical analysis and may pursue both long- and short-term trades; it also discloses the use of private placements, micro‑cap stocks, structured products, and margin/short-selling for margin-approved accounts. Accounts are monitored continuously with at least annual formal reviews, and the firm has documented tax-lot selection procedures intended to prioritize tax-sensitive lot selection.

Distinctive for a firm of its size, RNB disclosed a regulatory enforcement action: on June 28, 2018 the Florida Office of Financial Regulation entered a Final Order finding deficiencies related to Form ADV accuracy, written supervisory procedures, advisory agreements, invoicing, net capital, custody/safekeeping, and a misleading website advertisement, resulting in a $9,000 administrative fine payable jointly with the firm’s principal. Prospective clients should note both that regulatory history and the firm’s explicit use of higher‑risk or less liquid instruments as features that differentiate it from many peers.