Road Maps Financial Group, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$4,150,000
Clients
18
0% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
18
TypicalAverage account size
$230,556
About
Road Maps Financial Group, LLC (doing business as The Wisconsin Retirement Group) provides portfolio management and financial planning to individual and high‑net‑worth clients. As a single‑advisor firm it manages roughly $3.9 million for 18 clients and generally applies a $100,000 account minimum that may be waived.
The firm creates an Investment Policy Statement for each client and offers ongoing discretionary portfolio supervision using long‑term trading strategies and a mix of charting, fundamental, technical, and cyclical analysis. Portfolios may include mutual funds, equities, bonds, ETFs, REITs, third‑party managers, and insurance products (including annuities); the firm may also refer clients to third‑party advisors and receive solicitor or fee‑sharing compensation, and client accounts are reviewed at least quarterly.
The firm’s principal maintains an active law practice and is a licensed insurance agent, and the brochure discloses that commissionable insurance products may be offered to clients and that fee‑sharing arrangements with third‑party advisers may occur. That combination of legal services, insurance licensure, and advisor fee‑sharing is uncommon among independent advisory firms and is identified in the brochure as a potential conflict of interest the firm states it manages while acting in clients’ best interests.
Client services
Portfolio management
Selection of other advisers
Expertise
Wealth management
Passive / index investing
Annuities
Fee options
Fixed Financial Planning fees paid via check in arrears upon completion; specific amounts not stated
$0 - $1,000,000: unspecified percentage $1,000,000+: 0.0%
Hourly Financial Planning fees paid via check in arrears upon completion; specific rate not stated
Account minimum: $100,000 (may be waived) Fee-only: Fees are negotiable; Investment Supervisory Services fees are charged quarterly in arrears based on asset tiers (first $1,000,000: unspecified rate; above $1,000,000: 0.0%)
Main office location
Road Maps Financial Group, LLC
Brandon FL, United States
Number of offices
1
Most active in
Road Maps Financial Group, LLC has reported serving >5 clients in these states in the last 12 months.
Wisconsin
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Lawyer
They provide legal services, typically billed separately.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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