Roath Capital Advisory
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Roath Capital Advisory is a newly organized, state-registered investment adviser that intends to serve individuals (including high‑net‑worth and married couples), trusts, estates, businesses and charitable organizations. The firm offers written financial planning, investment management on either a discretionary or non‑discretionary basis, corporate financial strategy consulting, and advice regarding assets held away from the firm.
The firm organizes planning and portfolio recommendations around the purpose a client assigns to capital and emphasizes long‑term capital accumulation; portfolios are constructed individually rather than from model allocations and may be concentrated when the firm judges the risk‑return profile warranted. Planning is offered in fixed‑fee, tiered engagements and is supplemented by hourly consulting and asset‑based management, with non‑discretionary tiers leaving execution authority with the client.
Noteworthy for a firm with no active advisors, Roath Capital combines formal written financial plans sold as fixed‑fee tiers with the availability of hourly consulting, and it explicitly serves both individual and legal‑entity clients (including businesses and charitable organizations). The firm does not sponsor private funds or charge performance‑based fees and, as it begins state registration, has no clients or regulatory assets under management.
Client services
Expertise
Occupation focus
Fee options
Fixed-fee tiers for financial planning: $1,250 (Tier One), $2,500 (Tier Two), $5,000 annually (Tier Three)
$0 - $125,000: Not applicable, fixed fee tiers apply $125,001 - $250,000: Not applicable, fixed fee tiers apply $0 - $4,000,000: 1.00% $4,000,001 - $8,000,000: 0.99% $8,000,001 - $16,000,000: 0.98% $16,000,001 - $32,000,000: 0.96% $32,000,001 - $64,000,000: 0.92% $64,000,001 - $128,000,000: 0.84% $128,000,001+: 0.80%
Corporate financial strategy consulting billed at $250 per hour; additional review meetings or consulting hours at $250 per hour
Account minimum: $250,000 Minimum fee: Fixed-fee tiers of $1,250 (Tier One), $2,500 (Tier Two), and $5,000 annually billed as $1,250 per quarter (Tier Three) Fee-only: Investment advisory fees are solely fee-based with no commissions or transaction-based compensation; fixed-fee tiers and hourly consulting fees available
Main office
Delray Beach FL
Advisors at this office
1
Most active in
Florida
Also doing business as
Roath Capital Advisory · Roath Capital Advisory LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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