Ponte Vedra, FL Office
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Rockefeller Capital Management
Enterprise
Firm-wide stats for Rockefeller Capital Management
About
Rockefeller Financial LLC serves high‑net‑worth and ultra‑high‑net‑worth individuals, families and family offices as well as institutional clients, retirement plans, foundations and corporations. The firm offers discretionary and non‑discretionary portfolio management, financial planning and consulting, and — unusually for an enterprise adviser — operates as a registered broker‑dealer that effects securities transactions, sells variable insurance products and provides placement and investment banking services.
The firm organizes client relationships around a Private Advisor model and a consolidated investment platform (Rockefeller Global Investment Management, or RGIM) that delivers discretionary, non‑discretionary and model‑delivery solutions across equities, fixed income and alternatives. Clients may receive direct portfolio management, access to third‑party managers, wrap‑fee programs and personalized managed account services (including the Rockefeller Personalized Portfolios), and the firm also serves as a sub‑advisor or provides model and consulting services where appropriate.
Distinctive features noted in the brochure include the firm’s broker‑dealer registration and its active role in placing alternative investment vehicles — creating arrangements that generate placement, servicing and occasional performance fees — as well as an integrated set of affiliated capabilities (trust and insurance services and an asset management platform). The brochure also documents a recent recapitalization and outside equity ownership (with Viking identified as a principal investor), which the firm says affects governance, affiliations and related disclosures about product availability and potential conflicts of interest.
Based on Rockefeller Capital Management
Expertise
Based on Rockefeller Capital Management
Location
Ponte Vedra FL
Advisors at this office
3
Advisors at this office
Raymond C
CFP®, Series 63, Series 65
Ponte Vedra, FL
Rockefeller Financial LLC
Raymond Chase is a CFP® with 39 years of industry experience, currently serving at Rockefeller Financial LLC since 2025. Prior to this, he spent 13 years at UBS Financial Services. He is involved with the Fort Ticonderoga Association, advising and supporting the executive director of the historic museum and educational organization. Rockefeller Financial LLC serves high-net-worth and ultra-high-net-worth individuals, families, family offices, institutional clients, retirement plans, foundations, and corporations. The firm offers a range of portfolio management and financial planning services, operating as both a registered investment adviser and broker-dealer, with a client model centered on a consolidated investment platform delivering diverse discretionary and non-discretionary solutions.
Zachary B
Series 66
Ponte Vedra, FL
Rockefeller Financial LLC
Zachary Bond Stefo is a financial advisor at Rockefeller Financial LLC with seven years of industry experience. He holds a Series 66 designation and has worked at firms including Bank of America, Merrill, and Adams Bank and Trust. Rockefeller Financial LLC serves high-net-worth and ultra-high-net-worth individuals, families, family offices, institutional clients, retirement plans, foundations, and corporations. The firm offers portfolio management, financial planning, and consulting services, and operates as a registered broker-dealer providing securities transactions, variable insurance products, and investment banking services within a Private Advisor model and consolidated investment platform.
John L
CFP®, Series 66
Ponte Vedra Beach, FL
Rockefeller Financial LLC
John Lynch is a CFP® with 19 years of industry experience, currently affiliated with Rockefeller Financial LLC. His prior roles include positions at UBS Financial Services, J.P. Morgan Securities, Chase Investment Services Corp., and Merrill. Rockefeller Financial LLC serves high-net-worth and ultra-high-net-worth individuals, families, family offices, institutional clients, retirement plans, foundations, and corporations. The firm offers both discretionary and non-discretionary portfolio management, financial planning, and consulting through a Private Advisor model and a consolidated investment platform delivering a range of portfolio solutions across equities, fixed income, and alternatives.
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