A complete list of active advisors currently associated with Rogers Capital Advisors, LLC

Warmer can help you find a great advisor at Rogers Capital Advisors, LLC or one who fits your needs even better.

Rogers Capital Advisors is a small SEC‑registered advisory firm with two advisors and approximately $4.3 million in discretionary assets across seven accounts. The firm provides asset management and fee‑based financial planning services to individuals and high‑net‑worth clients, using percentage‑of‑AUM billing and offering portfolio management for individual accounts. The firm’s investment process incorporates fundamental, technical and cyclical analysis to develop asset allocation and trading decisions, and it typically manages client accounts on a discretionary basis with at least annual reviews and rebalancing. It also offers comprehensive financial planning, estate and business planning, and works with clients and their other advisors to gather financial information and set investment objectives. Compared with peers of similar scale, RCA’s client mix and business activities are atypical: the ADV discloses work with corporate pension and profit‑sharing plans, foundations and endowments and—unusually for a firm of this size—clients identified as sovereign wealth funds, banking or thrift institutions, insurance companies, state or municipal governments, and other investment advisers. The firm’s principals also disclose outside business activities, including insurance sales through an affiliated entity (with potential commission and incentive compensation) and ownership stakes in several operating companies, one of which the brochure indicates occupies roughly a quarter of a managing member’s time.

To learn more about the advisors currently working at Rogers Capital Advisors, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.