A complete list of active advisors currently associated with ROI Financial

Warmer can help you find a great advisor at ROI Financial or one who fits your needs even better.

ROI Financial serves individual and high‑net‑worth clients, business owners, and retirement plans, offering discretionary and non‑discretionary portfolio management, financial planning, and pension consulting. The firm provides modular planning add‑ons for business owners and advanced estate scenarios, and it manages held‑away defined contribution participant accounts through a third‑party platform for ongoing oversight and rebalancing. The adviser documents client goals in Investment Policy Statements, conducts quarterly reviews, and applies a mix of fundamental, technical, charting, and cyclical analyses to implement long‑ and short‑term strategies. ROI Financial’s investment program can include margin transactions, short sales, and options writing, and it generally custodizes client assets at Schwab Institutional while using block trading where appropriate. Noteworthy differences from many peers include its ownership affiliation with a tax preparation firm (ROI Tax) and a separate marketing services affiliate, with shared personnel and office space disclosed and supervisory controls described to mitigate conflicts. The firm also discloses use of third‑party ratings in its materials and works with pooled investment vehicles (such as hedge funds, REITs, and retirement plan assets), along with borrowing capabilities in managed accounts—features that are uncommon among similarly sized supported firms.

To learn more about the advisors currently working at ROI Financial, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.