Rookwood Wealth Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Rookwood Wealth Management provides wealth management, investment supervisory services, financial planning and consulting to individuals (including high‑net‑worth clients), families, trusts, family businesses, pension and profit‑sharing plans, and charitable organizations. The firm operates on a fee‑only, percentage‑of‑assets basis and manages client accounts on both discretionary and non‑discretionary terms, with a single lead advisor overseeing roughly $205 million in client assets for about 67 clients.
Investment strategies are implemented via client‑specific Investment Policy Statements, strategic asset allocation and global diversification, using mutual funds supplemented by individual equities, fixed income, ETFs, REITs and select insurance products. Accounts are monitored on an ongoing basis with monthly or quarterly reviews as appropriate, and the firm serves as an ERISA 3(21) fiduciary for employee 401(k) plans, including participant advice and plan manager selection.
Noteworthy aspects of the firm include its concentrated structure—a single principal managing over $200 million—and its occasional role as trustee on client trust accounts and authority to deduct advisory fees directly from custody accounts. The brochure discloses a familial relationship with a practicing attorney that may be disclosed when that attorney is recommended to clients, and the firm uses Schwab Advisor Services’ institutional platform, with attendant platform services made available to the adviser in addition to custody.
Client services
Expertise
Fee options
Small flat fees for accounts not requiring constant monitoring, determined at firm's discretion
$0 - $2,000,000: 1.00% $2,000,001 - $3,000,000: 0.90% $3,000,001 - $5,000,000: 0.80% $5,000,001 - $10,000,000: 0.50% Above $10,000,000+: Negotiable
Account minimum: $10,000 per year Minimum fee: Minimum fee typically $10,000 per year, exceptions possible based on client circumstances Fee-only: Fee-only basis; no commissions or sales charges accepted by the firm
Main office
Cinti OH
Advisors at this office
1
Most active in
Ohio
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Lawyer
They provide legal services, typically billed separately.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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