Roschman Capital Advisors, LLC

Roschman Capital Advisors is a solo independent registered investment adviser that works with a small client base — primarily high‑net‑worth individuals and family offices — and also provides services to corporate or business clients. The firm offers discretionary investment supervisory services, family office services (including oversight of investments, tax and estate planning) and may refer clients to third‑party advisers.

The firm builds a written Investment Policy Statement for each client and uses a mix of long‑term investing and trading strategies, employing fundamental, technical, charting and cyclical analysis and tax‑loss harvesting where appropriate. Portfolios may include mutual funds, equities, fixed income, ETFs, real estate and REITs, insurance products and private placements, and RCA typically seeks discretionary authority to implement allocation and security selections.

Distinctive features include the firm’s family office focus within a very small practice (single advisor, about a dozen clients with modest AUM), and an uncommon connection to real estate investing — real estate and REITs are explicitly included in its listed investment types and the firm has an unusual affiliation with real estate interests for a firm of this size. The firm’s principal also conducts outside business activity as a licensed insurance professional and RCA discloses fee‑sharing with third‑party advisers and receipt of custodial research/soft‑dollar benefits, which are potential conflicts the firm addresses in its disclosures.