Roscoe Financial
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Roscoe Financial serves a small roster of individual investors — including retirees, busy professionals, heirs, and those acting as conservators — and also works with charitable organizations. The firm provides portfolio management, written financial planning, and tax counseling/tax-preparation services to both investment and non-investment clients.
The firm’s investment approach emphasizes strategic asset allocation, low-cost index and index-like mutual funds and ETFs, and the use of written investment policy statements with periodic rebalancing informed by fundamental analysis. Relationships are managed primarily on a non-discretionary, supervisory basis so clients retain trading authority while the firm provides ongoing oversight and percentage-of-AUM billing.
Compared with many independent peers, Roscoe Financial limits its client roster (capping relationships at 50), manages some institutional-type accounts such as charities, and supplements investment work with hourly-fee tax preparation and occasional expert-witness engagements. The firm monitors holdings frequently (weekly), emphasizes avoidance of commission-based products, and does not take custody of client securities except to deduct earned fees.
Client services
Expertise
Occupation focus
Fee options
$0 - $1,000,000: 0.48% annually $1,000,001 - $3,000,000: 0.36% annually $3,000,001 - $5,000,000: 0.24% annually $5,000,001 - $10,000,000: 0.12% annually Above $10,000,000+: Negotiated
Financial planning and expert witness services at $150 per hour
Account minimum: $500 minimum annual fee (can be waived) Minimum fee: Minimum Annual Fee is $500; Quarterly Equivalent is $125 Fee-only: Investment advisory fees as stated; Tax preparation and counseling fees separate; Financial planning and expert witness services at $150/hour
Main office
Coshocton OH
Advisors at this office
1
Most active in
New Mexico · Ohio · Texas
Also doing business as
Roscoe Financial · Roscoe Financial Advisory Company
Disclosures
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Business activities & affiliations
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Broker-dealer / trader
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Fund sponsor
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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