A complete list of active advisors currently associated with Roscoe Financial

Warmer can help you find a great advisor at Roscoe Financial or one who fits your needs even better.

Roscoe Financial serves a small roster of individual investors — including retirees, busy professionals, heirs, and those acting as conservators — and also works with charitable organizations. The firm provides portfolio management, written financial planning, and tax counseling/tax-preparation services to both investment and non-investment clients. The firm’s investment approach emphasizes strategic asset allocation, low-cost index and index-like mutual funds and ETFs, and the use of written investment policy statements with periodic rebalancing informed by fundamental analysis. Relationships are managed primarily on a non-discretionary, supervisory basis so clients retain trading authority while the firm provides ongoing oversight and percentage-of-AUM billing. Compared with many independent peers, Roscoe Financial limits its client roster (capping relationships at 50), manages some institutional-type accounts such as charities, and supplements investment work with hourly-fee tax preparation and occasional expert-witness engagements. The firm monitors holdings frequently (weekly), emphasizes avoidance of commission-based products, and does not take custody of client securities except to deduct earned fees.

To learn more about the advisors currently working at Roscoe Financial, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.