Brentwood, TN Office

Rothschild Investment LLC provides investment advisory and financial planning services to individuals (including high‑net‑worth clients), trusts, corporations, pension and profit‑sharing plans, and other institutional retirement plans. Services described in the brochure include discretionary and non‑discretionary portfolio management, financial planning, selection and oversight of third‑party sub‑advisers, retirement plan consulting, and management of pooled vehicles and an affiliated private fund.

The firm describes a portfolio process built around client‑specific asset allocation models that consider tax, estate, cash‑flow, and risk‑tolerance factors, and it uses quantitative analysis, third‑party software, and outside vendors for separate account platforms and performance reporting. For retirement clients Rothschild provides investment policy development, manager selection and monitoring, and employee education and communications, and it monitors accounts with periodic reporting and ad hoc reviews as market or client circumstances change.

Several features in the brochure distinguish Rothschild from many peers: it traces its advisory history back to 1908 and remains under family guidance, it is dually registered as a broker‑dealer with many advisory personnel also registered as broker‑dealer representatives, and it serves as manager to an affiliated private fund with performance‑based compensation disclosed in the fund offering documents. The brochure also discloses relationships with affiliated advisers and an affiliate insurance services entity, the firm’s enrollment of clients in a third‑party recovery service (with opt‑out), and a 2021 SEC enforcement matter addressing past mutual fund and cash‑sweep practices and resulting remedial actions.