A complete list of active advisors currently associated with RSA Capital

Warmer can help you find a great advisor at RSA Capital or one who fits your needs even better.

RSA Capital provides discretionary investment management and financial planning to individuals, family trusts, small businesses and institutions, and the firm notes it may serve foreign clients (mainly from China). It offers two core programs: the RSA Allocation Series of diversified mutual fund/ETF/stock allocations and the RSA Premiere Strategy, a quantitative model that selects primarily S&P 500 stocks. The firm’s investment process combines Modern Portfolio Theory with strategic macro asset allocation and tactical micro allocation, using quantitative screening and qualitative review to pick investments. The Premiere Strategy is long‑only with rare hedging via index options or futures, the firm uses options (primarily covered calls) in client accounts, and fees are charged as a percentage of AUM with the option for performance‑based fees (up to 20%) calculated on an annual basis with possible P&L thresholds or high‑water‑mark features. Compared with peers, RSA Capital discloses a meaningful non‑U.S. client presence and provides detailed performance reporting and benchmark comparisons through its custodian. The firm’s principal also operates as a life‑insurance agent and the brochure discloses fee‑sharing with referral partners, both of which are identified as potential sources of conflicts of interest.

To learn more about the advisors currently working at RSA Capital, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.