RTW Financial Advisors Inc
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$501,864,720
Clients
178
Advisors
3
across 2 offices
About
RTW Financial Advisors provides discretionary and non-discretionary investment management, financial planning, retirement plan advisory, and performance measurement services to individuals, high net worth clients, estates, trusts, pension and profit-sharing plans, and charitable organizations, managing roughly $581 million for about 178 clients. The firm offers customized portfolios that may include mutual funds, ETFs, equities, corporate and municipal bonds, options, bullion and annuities, and it also serves as a coordinator for assets managed by unaffiliated external managers.
RTW’s investment process emphasizes fundamental analysis and long-term portfolio construction tailored to each client’s objectives, tax situation, liquidity needs and risk tolerance, with periodic reviews and the ability to impose client restrictions. The firm provides ongoing monitoring and can aggregate and report on assets outside its direct management as part of performance measurement engagements.
RTW differs from many peers in two uncommon ways disclosed in its brochure: certain firm personnel are dually registered as broker‑dealer representatives with Momentum Independent Network and may receive commissions for brokerage transactions in their separate capacities, and key firm principals are also partners in an affiliated accounting practice (Morris C. Williams & Associates, P.C.), with reciprocal referral relationships disclosed. The firm also offers separate, negotiable performance measurement and reporting services that can cover assets not under its discretionary management.
Client services
Expertise
Fee options
Fixed fees up to $25,000 for financial planning services
Certain dually registered individuals earn commissions for securities sales in their broker-dealer capacity, but RTW itself does not receive commissions
Hourly fees up to $1,500 per hour for financial planning services
Performance Measurement services charged as fixed monthly or quarterly fees; fees typically range from 1 to 40 basis points annually
Minimum fee: $1,000 per annum minimum investment management fee Fee-only: Fixed fees up to $25,000 for financial planning services; hourly fees up to $1,500 per hour for financial planning services
Main office
See office5757 Alpha Road, Suite 700
Dallas TX 75240
Advisors at this office
1
Offices (2)
Most active in
Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Peter R
Series 63, Series 65
Dallas, TX
RTW Financial Advisors Inc
Peter Roe is a financial advisor with RTW Financial Advisors Inc in Dallas, TX, holding Series 63 and Series 65 licenses and bringing 44 years of industry experience. He has been with RTW Financial Advisors since 1991 and is also affiliated with Momentum Independent Network Inc since 1998. Outside of advisory work, he participates in securities industry focus groups for market research purposes. RTW Financial Advisors manages approximately $508 million for around 157 clients, providing customized portfolio management, financial planning, and family office services. The firm employs a long-term investment approach combining fundamental analysis and asset allocation, tailoring portfolios to client-specific objectives and risk tolerance.
Morris W
Series 63, Series 65
Dallas, TX
RTW Financial Advisors Inc
Morris Williams is a financial advisor with RTW Financial Advisors Inc in Dallas, TX, holding Series 63 and Series 65 credentials and bringing 44 years of industry experience. He has been with RTW Financial Advisors since 1991 and is also affiliated with Momentum Independent Network Inc since 1998. Outside of his advisory work, Williams serves on the executive committee and board of directors of Dallas Summer Musicals, a nonprofit musical theatre organization. RTW Financial Advisors provides investment management, financial planning, retirement plan advisory, and performance measurement services to individuals, high net worth clients, estates, trusts, pension and profit-sharing plans, and charitable organizations. The firm employs a fundamental analysis-driven, long-term portfolio construction approach tailored to client objectives, tax situations, liquidity needs, and risk tolerances, managing approximately $581 million for around 178 clients.
Stephen M
CFP®, Series 65, Series 63
Dallas, TX
RTW Financial Advisors Inc
Stephen Mckimmey is a CFP® professional with 12 years of industry experience. He is a principal at RTW Financial Advisors Inc in Dallas, TX, where he has worked since 2014. Prior to his current role, he was with Momentum Independent Network Inc. Mckimmey serves as treasurer for the FortyOne40 Owners Association, a homeowners association in Dallas. RTW Financial Advisors provides investment management, financial planning, and retirement plan advisory services to individuals, high net worth clients, estates, trusts, pension and profit-sharing plans, and charitable organizations. The firm manages approximately $581 million across about 178 clients, offering customized portfolios with a focus on fundamental analysis and long-term portfolio construction tailored to client needs.
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