S.H. Capital Management Corp.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
S.H. Capital Management provides investment supervisory services to individuals, high‑net‑worth clients, and corporate entities through discretionary portfolio management on a fee‑only, percentage‑of‑AUM basis. The firm states it customizes advisory programs to each client’s needs and does not impose an account minimum.
The firm’s investment process combines fundamental and cyclical analysis and employs both long‑term and short‑term strategies, with accounts monitored daily and reviewed at least monthly. All accounts are managed on a discretionary basis, and clients receive quarterly performance reports in addition to custodial statements.
Noteworthy features in the firm’s brochure include its use of third‑party lead generation—paying a flat fee to SmartAsset for prospective client referrals—and disclosure of a 2017 consent agreement with a state regulator that resulted in a $7,500 fine for prior custody and filing deficiencies. The document also highlights that the adviser does not charge performance‑based fees and discloses rollover advice as a situation that can create an incentive to move plan assets into fee‑based IRAs.
Client services
Expertise
Fee options
$1 - $499,999.99: 1.25% annually $500,000 - $999,999.99: 1.00% annually $1 million+: 0.75% annually
Fee-only: Fee only, percentage of assets under management
Main office
301 Yamato Road , Suite 4110
Boca Raton FL 33431
Advisors at this office
1
Most active in
California · Florida · New York · Texas
Also doing business as
S.H. Capital Management Corp. · Seeman Holtz Financial Corp.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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