A complete list of active advisors currently associated with Safety of Principle Wealth Management, LLC
Warmer can help you find a great advisor at Safety of Principle Wealth Management, LLC or one who fits your needs even better.
Safety of Principle Wealth Management, LLC provides ongoing portfolio management, financial planning (offered on fixed‑fee and hourly bases), and the selection of third‑party money managers. The firm’s brochure reports $0 in discretionary assets and $5,118,679 in non‑discretionary assets as of December 2017 and indicates it works with individual and high‑net‑worth clients while directing some client assets to third‑party managers such as Matson Money and Formula Folios. The firm’s investment process relies on fundamental analysis and a long‑term purchases strategy, using individualized Investment Policy Statements to document goals, time horizon and risk tolerance and to guide asset allocation across mutual funds, equities, fixed income, ETFs, REITs and insurance products. SOP does not accept investment discretion over client accounts and notes fee‑sharing arrangements with certain third‑party advisers when it refers clients, which it discloses as a conflict of interest in client files. SOP’s principal is a licensed insurance agent and owner of an affiliated insurance company that sells fixed annuities, life insurance and long‑term care policies, and the firm is affiliated with a tax preparation/accounting practice (SP Tax Group, LLC); the brochure discloses these outside business activities and the associated conflicts. The brochure also discloses regulatory actions, including a 2016 Oklahoma cease‑and‑desist order related to viatical settlements and a 2018 Michigan administrative order that resulted in a $3,500 civil fine and withdrawal of registrations.
To learn more about the advisors currently working at Safety of Principle Wealth Management, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
Name |
Location |
Years of experience |
|---|---|---|
Coral Springs, FL
| 25
|
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor's Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and referrals are provided by FinanceHQ LLC ("FHQ"), a wholly-owned subsidiary of Warmer and an SEC-registered investment adviser. We may be compensated by participating advisors. You pay no fee to use our matching service, and advisor fees are not increased because of a referral. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to the Warmer Terms of Service and FHQ Advisory Agreement, and acknowledge Warmer's Privacy Policy. Please review FHQ's ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")