A complete list of active advisors currently associated with Saga Financial Management

Warmer can help you find a great advisor at Saga Financial Management or one who fits your needs even better.

Saga Financial Management is a sole-practitioner registered investment adviser whose principal holds the CFP® designation. The firm advises individuals and families — notably university professors and other participants in qualified retirement plans — providing discretionary portfolio management and comprehensive financial planning with a focus on 403(b)/ORP retirement accounts. The firm manages client accounts on a discretionary basis and reports approximately $95 million under management as of January 2025, applying a blended fundamental and technical analysis to select mutual funds, ETFs and common stocks. Portfolios are constructed around asset allocation, diversification and fee considerations, tailored to each client’s stated goals and risk tolerance, with periodic rebalancing and generally limited trading frequency. Distinctive features include serving both high-net-worth and non‑high‑net‑worth individual clients while providing direct portfolio management — an uncommon client mix for firms in this category — and charging fees based on a percentage of assets under management rather than commissions. The firm also emphasizes specialized knowledge of university retirement-plan rules, requires custody relationships with Fidelity, TIAA and Schwab, and does not act as a private fund adviser.

To learn more about the advisors currently working at Saga Financial Management, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.