Saint Francis Capital
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Saint Francis Capital provides discretionary investment management to individual and high‑net‑worth clients, managing roughly $36.4 million across about 78 accounts and maintaining a $50,000 minimum. The firm offers continuous, tailored portfolio supervision and does not participate in wrap‑fee programs.
Its investment approach is rooted in fundamental analysis supplemented by technical, chart‑based, and cyclical macroeconomic considerations; advisors conduct primary research and establish client‑specific investment policies and asset‑allocation targets. Accounts are typically managed on a discretionary basis with quarterly reviews and fee deductions processed through a recommended custodian.
Noteworthy features include an owner‑managed structure with a small, three‑advisor team and a principal who previously served as an airline captain, indicating an atypical professional background for a wealth manager. The firm also discloses that it will not vote client proxies and does not provide separate advisory reports to clients, relying on custodian confirmations and statements, and it reports no soft‑dollar benefits, outside compensation, or performance‑based fees.
Client services
Expertise
Fee options
1.5% annually
Account minimum: $50,000
Main office
See office359 Rockwell Church Road NE
Winder GA 30680
Advisors at this office
2
Offices (2)
Most active in
Georgia · Louisiana · Texas
Also doing business as
Kaye Riggs & Associates · Kaye Riggs & Associates, LLC · Kaye Vincent Riggs · Saint Francis Capital · Saint Francis Capital, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Advisors at this firm
Michael S
Series 65
Winder, GA
Saint Francis Capital
Michael Stetson is a financial advisor at Saint Francis Capital with 11 years of industry experience. He holds a Series 65 designation and has worked at Saint Francis Capital since 2015. In addition, Stetson serves as a senior advisor at Perpetual Trustees in Brisbane, Australia, where he is involved in client relationship management and training related to Salesforce CRM. Saint Francis Capital provides discretionary investment management to individual and high-net-worth clients, managing approximately $36.4 million across about 78 accounts. The firm employs a fundamental analysis-based investment approach supplemented by technical and cyclical macroeconomic considerations.
Vincent C
Series 63, Series 65
Winder, GA
Saint Francis Capital
Vincent Caine is a financial advisor with Saint Francis Capital, holding Series 63 and Series 65 licenses and 14 years of industry experience. He also serves as president and owner of RC Whatley & Company, a business consulting firm. Caine has worked at RC Whatley & Company since 2015 and joined Saint Francis Capital in 2022. Saint Francis Capital provides discretionary investment supervisory services to individuals and high-net-worth clients, managing personalized portfolios with an investment approach that combines fundamental valuation, technical indicators, and macroeconomic analysis. The firm oversees approximately $37.6 million in discretionary assets and focuses on individualized investment policies tailored to client objectives and risk tolerance.
Kaye R
Series 65
Houston, TX
Saint Francis Capital
Kaye Riggs is a financial advisor with Saint Francis Capital in Houston, TX, holding a Series 65 designation and 15 years of industry experience. She has been with Saint Francis Capital since 2013. Saint Francis Capital provides discretionary investment supervisory services to individuals and high-net-worth clients, managing personalized portfolios based on fundamental valuation, technical indicators, and macroeconomic factors. The firm oversees approximately $37.6 million in discretionary assets and develops tailored investment policies according to clients’ objectives, risk tolerance, and liquidity needs.
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