Winder, GA Rockwell Church Road NE logo

Winder, GA Rockwell Church Road NE Office

Team
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Saint Francis Capital logo

Saint Francis Capital

Supported

Firm-wide stats for Saint Francis Capital

Total advisors

3

Across 2 offices

Clients per advisor

26 Low

Avg AUM per client

$466,687 Low

HNW client ratio

15% Low

About

Saint Francis Capital provides discretionary investment management to individual and high‑net‑worth clients, managing roughly $36.4 million across about 78 accounts and maintaining a $50,000 minimum. The firm offers continuous, tailored portfolio supervision and does not participate in wrap‑fee programs.

Its investment approach is rooted in fundamental analysis supplemented by technical, chart‑based, and cyclical macroeconomic considerations; advisors conduct primary research and establish client‑specific investment policies and asset‑allocation targets. Accounts are typically managed on a discretionary basis with quarterly reviews and fee deductions processed through a recommended custodian.

Noteworthy features include an owner‑managed structure with a small, three‑advisor team and a principal who previously served as an airline captain, indicating an atypical professional background for a wealth manager. The firm also discloses that it will not vote client proxies and does not provide separate advisory reports to clients, relying on custodian confirmations and statements, and it reports no soft‑dollar benefits, outside compensation, or performance‑based fees.

Based on Saint Francis Capital

Expertise

Wealth management

Based on Saint Francis Capital

Location

359 Rockwell Church Road NE

Winder GA 30680

Advisors at this office

2

Advisors at this office

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Michael S

Series 65

Winder, GA

Saint Francis Capital

Michael Stetson is a financial advisor at Saint Francis Capital with 11 years of industry experience. He holds a Series 65 designation and has worked at Saint Francis Capital since 2015. In addition, Stetson serves as a senior advisor at Perpetual Trustees in Brisbane, Australia, where he is involved in client relationship management and training related to Salesforce CRM. Saint Francis Capital provides discretionary investment management to individual and high-net-worth clients, managing approximately $36.4 million across about 78 accounts. The firm employs a fundamental analysis-based investment approach supplemented by technical and cyclical macroeconomic considerations.

Wealth management
user avatar

Vincent C

Series 63, Series 65

Winder, GA

Saint Francis Capital

Vincent Caine is a financial advisor with Saint Francis Capital, holding Series 63 and Series 65 licenses and 14 years of industry experience. He also serves as president and owner of RC Whatley & Company, a business consulting firm. Caine has worked at RC Whatley & Company since 2015 and joined Saint Francis Capital in 2022. Saint Francis Capital provides discretionary investment supervisory services to individuals and high-net-worth clients, managing personalized portfolios with an investment approach that combines fundamental valuation, technical indicators, and macroeconomic analysis. The firm oversees approximately $37.6 million in discretionary assets and focuses on individualized investment policies tailored to client objectives and risk tolerance.

Wealth management
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