Samuel & Associates Investment Management LP
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides ongoing portfolio management primarily to individual and high‑net‑worth clients, developing an investment policy statement for each client that outlines goals, risk tolerance, and time horizon. It generally limits advice to mutual funds, equities, exchange‑traded funds and venture capital funds, and offers discretionary management with no stated account minimum.
Investment decisions are informed by a blend of fundamental and technical analysis alongside modern portfolio theory, and the firm employs a long‑term trading approach while seeking fair and equitable allocation of opportunities among client accounts. It typically requests discretionary authority, conducts at least quarterly account reviews, and delivers quarterly custodial reports to clients.
What is distinctive is the firm’s affiliation with an accounting practice and a principal who is a licensed CPA, from which accounting advice or products may be offered; the brochure discloses this outside activity and states clients are not required to use those services. The firm is small and relatively new, managing a limited number of accounts, and documents policies intended to address conflicts of interest, personal trading, and receipt of third‑party research or soft‑dollar benefits.
Client services
Expertise
Fee options
1.50% annually
Main office
701 Brickell Avenue, Suite 1550
Miami FL 33131
Advisors at this office
1
Most active in
New York
Also doing business as
Samuel & Associates · Samuel & Associates Investment Management Lp
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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