Carmel, IN Office

Team
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Sanctuary Advisors, LLC

Enterprise

Firm-wide stats for Sanctuary Advisors, LLC

Total advisors

398

Across 130 offices

Clients per advisor

48 Low

Avg AUM per client

$1,618,113 Very High

HNW client ratio

23% Typical

About

Sanctuary Advisors, LLC provides investment advisory and financial planning services to a broad mix of clients—including individuals (including high‑net‑worth), corporations, pension and profit‑sharing plans, trusts, estates, and charitable organizations—through a network of more than 400 independent investment adviser representatives. Service offerings include portfolio management via Advisor‑Directed programs, Separately Managed Accounts (SMAs), Unified Managed Accounts (UMAs), financial planning, retirement plan consulting (including ERISA 3(21) and 3(38) arrangements), and the selection of other advisers.

The firm delivers advice through IARs who may be dually licensed and who develop their own investment philosophies and strategies subject to firm supervision; accounts can be managed on a discretionary or non‑discretionary basis and may use sub‑advisers, model portfolios, or third‑party managed account platforms (BNY Mellon and Adhesion). Sanctuary employs a range of analytical approaches (fundamental, quantitative, technical) and offers both onshore and offshore SMA solutions, and it acts as a fiduciary when a written advisory agreement exists.

Distinctive features include Sanctuary Wealth’s platform and ownership structure—Sanctuary owns tru Independence and completed the acquisitions of tru Independence Asset Management and TIAM2 on April 30, 2024—and affiliations with firms such as Azimut and Kennedy Lewis that place affiliate products on the platform. The firm also discloses practices that are less common among peers of its size: it may negotiate performance‑based fees and side‑by‑side management for Qualified Institutional Buyers with at least $100 million invested, it automatically enrolls managed accounts in a third‑party class‑action recovery service (clients may opt out), and it maintains multi‑custodian and sweep arrangements (including Goldman Sachs Custody Solutions) with associated custodial‑related revenue‑sharing and soft‑dollar considerations.

Based on Sanctuary Advisors, LLC

Expertise

Retirement plans for business owners (SEP, solo 401k) Cash flow / budgeting General retirement planning

Based on Sanctuary Advisors, LLC

Location

211 W Main Street, Ste 301

Carmel IN 46032

Advisors at this office

11

Advisors at this office

user avatar

Amy H

CFP®

Carmel, IN

Sanctuary Advisors, LLC

Amy Hlavacek is a CFP® with seven years of industry experience. She is currently with Sanctuary Advisors, LLC and previously worked at FI3 Financial Advisors, LLC and BMO. Sanctuary Advisors, LLC serves a diverse client base including individuals, corporations, pension and profit-sharing plans, trusts, and charitable organizations through a network of over 400 independent investment adviser representatives. The firm offers portfolio management, financial planning, retirement plan consulting, and access to sub-advisers and third-party managed account platforms, operating under a fiduciary standard when a written advisory agreement exists.

Retirement plans for business owners (SEP, solo 401k) Cash flow / budgeting General retirement planning
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Michelle L

Series 66

Carmel, IN

Sanctuary Advisors, LLC

Michelle Laycock is a financial advisor with Sanctuary Advisors, LLC in Carmel, IN, holding a Series 66 designation and 21 years of industry experience. She worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated for 20 years before joining Sanctuary Advisors and Sanctuary Securities in 2019. Outside of her advisory role, she is involved in direct sales with AdvoCare International, a health and wellness company. Sanctuary Advisors, LLC provides investment advisory and financial planning services to a diverse client base, including individuals, corporations, pension plans, trusts, and charitable organizations. The firm supports a wide range of investment strategies through a network of independent advisers and offers both discretionary and non-discretionary account management.

Retirement plans for business owners (SEP, solo 401k) Cash flow / budgeting General retirement planning
user avatar

Emily P

CFP®

Carmel, IN

Sanctuary Advisors, LLC

Emily Palmer is a CFP® professional at Sanctuary Advisors, LLC with one year of experience in the industry. She previously worked at Sanctuary Securities, Inc., RenPSG, and Capital Group. Sanctuary Advisors, LLC provides investment advisory and financial planning services to a diverse range of clients, including individuals, corporations, pension plans, trusts, and charitable organizations. The firm operates through a large network of independent investment adviser representatives who employ various analytical approaches and manage portfolios using multiple strategies and platforms.

Retirement plans for business owners (SEP, solo 401k) Cash flow / budgeting General retirement planning
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Elizabeth E

Series 66

Carmel, IN

Sanctuary Advisors, LLC

Elizabeth Evans is a Series 66-registered financial advisor with Sanctuary Advisors, LLC, based in Carmel, Indiana. She has 14 years of industry experience, having worked at both Bank of America, N.A., and Merrill Lynch, Pierce, Fenner & Smith Incorporated since 2012. Outside of advisory work, she is a co-owner of Rider Kenley LLC, a tax preparation and accounting services business, where she oversees operational aspects. Sanctuary Advisors, LLC provides investment advisory and financial planning services to a diverse range of clients including individuals, corporations, pension and profit-sharing plans, trusts, estates, and charitable organizations. The firm supports its network of over 400 independent investment adviser representatives with a variety of portfolio management options and employs multiple analytical approaches while acting as a fiduciary under written advisory agreements.

Retirement plans for business owners (SEP, solo 401k) Cash flow / budgeting General retirement planning
user avatar

Ian F

Series 63, Series 66

Carmel, IN

Sanctuary Advisors, LLC

Ian Flanagan is a financial advisor at Sanctuary Advisors, LLC with 13 years of industry experience. He holds Series 63 and Series 66 licenses and previously worked at KPMG Corporate Finance LLC and KPMG LLP from 2011 to 2019. Outside of advising, he is an owner and manager of Rider Kenley LLC, a tax preparation and accounting services firm. Sanctuary Advisors, LLC offers investment advisory and financial planning services to a diverse client base including individuals, corporations, pension plans, trusts, and charitable organizations through a network of more than 400 independent advisers. The firm supports a range of investment strategies and account types, employing various analytical approaches while acting as a fiduciary under written agreements.

Retirement plans for business owners (SEP, solo 401k) Cash flow / budgeting General retirement planning
user avatar

Brooke W

Series 63, Series 66

Carmel, IN

Sanctuary Advisors, LLC

Brooke Weaver is a financial advisor with Sanctuary Advisors, LLC, holding Series 63 and Series 66 credentials and bringing 26 years of industry experience. She previously worked at Bank of America and Merrill before joining Sanctuary Advisors in 2019. Outside of her advisory role, she serves on the board of the Conner Prairie Foundation, a living history museum where she participates in reviewing endowment funds. Sanctuary Advisors, LLC provides investment advisory and financial planning services to a wide range of clients, including high-net-worth individuals, corporations, pension plans, trusts, estates, and charitable organizations. The firm supports its network of over 400 independent advisers with a variety of portfolio management programs, employing fundamental, quantitative, and technical analyses while acting as a fiduciary under written agreements.

Retirement plans for business owners (SEP, solo 401k) Cash flow / budgeting General retirement planning
user avatar

Michael K

Series 65

Carmel, IN

Sanctuary Advisors, LLC

Michael Kloempken is a financial advisor with Sanctuary Advisors, LLC in Carmel, Indiana. He holds a Series 65 designation and has four years of industry experience. His prior roles include positions at Wealth Enhancement Group, Oakwood Capital Management, Allstate HOA Management, and MC Legacy Group. Sanctuary Advisors, LLC provides investment advisory and financial planning services to a diverse client base that includes individuals, corporations, pension and profit-sharing plans, trusts, estates, and charitable organizations. The firm offers a range of portfolio management options through its network of over 400 independent investment adviser representatives, employing various analytical approaches and maintaining affiliations with several asset management firms.

Retirement plans for business owners (SEP, solo 401k) Cash flow / budgeting General retirement planning
user avatar

Garrett S

Series 66

Carmel, IN

Sanctuary Advisors, LLC

Garrett Smith is a financial advisor at Sanctuary Advisors, LLC with four years of industry experience. He holds the Series 66 designation and has worked at Ameriprise, Herff Jones, Comlux, and Deloitte. Outside of his advisory role, he serves on the Board of Directors of the Indiana Sigma of SAE House Corporation. Sanctuary Advisors, LLC provides investment advisory and financial planning services to a diverse client base, including individuals, corporations, pension and profit-sharing plans, trusts, estates, and charitable organizations. The firm supports a broad range of investment approaches and offers both discretionary and non-discretionary account management through a large network of independent investment adviser representatives.

Retirement plans for business owners (SEP, solo 401k) Cash flow / budgeting General retirement planning
user avatar

Darin R

CFP®, Series 63, Series 66

Carmel, IN

Sanctuary Advisors, LLC

Darin Riddle is a CFP® with 16 years of industry experience, currently serving at Sanctuary Advisors, LLC. His prior experience includes 16 years at Charles Schwab, where he worked until 2025. Sanctuary Advisors, LLC provides investment advisory and financial planning services to a diverse client base, including individuals, corporations, pension plans, and charitable organizations. The firm supports a wide range of investment approaches through a large network of independent adviser representatives and employs multiple analytical methods and custodial arrangements.

Retirement plans for business owners (SEP, solo 401k) Cash flow / budgeting General retirement planning
user avatar

Jared T

Series 66

Carmel, IN

Sanctuary Advisors, LLC

Jared Thorne is a financial advisor with Sanctuary Advisors, LLC, holding a Series 66 designation and 19 years of industry experience. He has worked at Sanctuary Advisors and Sanctuary Securities since 2019 and previously spent ten years at Merrill. Sanctuary Advisors, LLC provides investment advisory and financial planning services to a diverse clientele, including individuals, corporations, pension plans, trusts, and charitable organizations. The firm supports a broad range of investment approaches through a network of over 400 independent advisors, offering portfolio management, financial planning, and retirement plan consulting services.

Retirement plans for business owners (SEP, solo 401k) Cash flow / budgeting General retirement planning
user avatar

Sawyer S

Series 63, Series 66

Carmel, IN

Sanctuary Advisors, LLC

Sawyer Stoltz is a financial advisor with Sanctuary Advisors, LLC in Carmel, IN, holding Series 63 and Series 66 licenses and three years of industry experience. Prior to joining Sanctuary Securities, Inc., he worked at Charles Schwab & Co., Inc., Lake City Bank, and Indy Wealth Advisors, and spent eight years in full-time education. Outside of finance, he sells clothing online through Depop and performs landscaping and maintenance work for a heavy machinery company. Sanctuary Advisors, LLC provides investment advisory and financial planning services to a diverse client base, including individuals, corporations, pension plans, trusts, and charitable organizations. The firm offers portfolio management, retirement plan consulting, and uses a variety of investment approaches delivered through a network of over 400 independent adviser representatives.

Retirement plans for business owners (SEP, solo 401k) Cash flow / budgeting General retirement planning
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