Scala Capital LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$237,877,081
Clients
345
Advisors
4
across 3 offices
About
Scala Capital serves a mix of individual clients (including high‑net‑worth individuals), pension and profit‑sharing plans, trusts, estates, charitable organizations, corporations, and other investment advisers. The firm offers discretionary and non‑discretionary portfolio management using model portfolios, limited financial planning and consulting, selection and monitoring of third‑party money managers, and provides investment banking and mergers & acquisitions advice in certain engagements.
The firm implements its strategies through three stated model portfolios (Conservative, Moderate and Tactical) and draws on technical, fundamental and cyclical analysis, alongside long‑ and short‑term trading, options, margin and short‑sale strategies where suitable; accounts are monitored and rebalanced on an ongoing basis. Scala may accept performance‑based fee arrangements for qualified clients and routinely allocates client assets to pooled vehicles and third‑party managers, including using block trading and periodic reallocation procedures.
Scala is the investment adviser to multiple private investment portfolios that are organized in affiliated onshore and offshore fund structures, including an offshore vehicle marketed to non‑U.S. investors, and the firm (via an affiliate) functions as a fund sponsor/manager with delegated discretionary control over those pooled portfolios. Those affiliated fund relationships, the firm’s role in managing pooled vehicles, and its practice of side‑by‑side management with performance‑based and asset‑based accounts are highlighted in the brochure as potential conflicts of interest for clients to consider.
Client services
Expertise
Fee options
$0 - $1,000,000: up to 1.50% per year $1,000,001 - $10,000,000: up to 1.25% per year $10,000,000+: up to 1.00% per year
Hourly or fixed fees for investment banking and M&A advice; negotiable on a case-by-case basis.
Performance-based fee of up to 20% per year for qualified clients with net worth > $2,200,000 or managed assets > $1,000,000; combined with asset-based fee up to 1.50% per year; subject to high water mark; charged quarterly.
Account minimum: $250,000
Main office
See office999 Brickell Avenue, Suite 1006
Miami FL 33131
Advisors at this office
3
Offices (3)
Most active in
Colorado · Florida · Texas
Also doing business as
Iconic Capital LLC · Scala Capital LLC · Smartinvest Capital LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
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