Frisco, CO Office

Scala Capital serves a mix of individual clients (including high‑net‑worth individuals), pension and profit‑sharing plans, trusts, estates, charitable organizations, corporations, and other investment advisers. The firm offers discretionary and non‑discretionary portfolio management using model portfolios, limited financial planning and consulting, selection and monitoring of third‑party money managers, and provides investment banking and mergers & acquisitions advice in certain engagements.

The firm implements its strategies through three stated model portfolios (Conservative, Moderate and Tactical) and draws on technical, fundamental and cyclical analysis, alongside long‑ and short‑term trading, options, margin and short‑sale strategies where suitable; accounts are monitored and rebalanced on an ongoing basis. Scala may accept performance‑based fee arrangements for qualified clients and routinely allocates client assets to pooled vehicles and third‑party managers, including using block trading and periodic reallocation procedures.

Scala is the investment adviser to multiple private investment portfolios that are organized in affiliated onshore and offshore fund structures, including an offshore vehicle marketed to non‑U.S. investors, and the firm (via an affiliate) functions as a fund sponsor/manager with delegated discretionary control over those pooled portfolios. Those affiliated fund relationships, the firm’s role in managing pooled vehicles, and its practice of side‑by‑side management with performance‑based and asset‑based accounts are highlighted in the brochure as potential conflicts of interest for clients to consider.