Schultz and Associates Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides discretionary portfolio management focused on liquid assets for individual clients and a small number of pension or profit‑sharing plans. It does not offer comprehensive financial planning or non‑investment services such as insurance or estate planning.
Investment decisions are made solely by the firm’s principal based on personal research and are implemented primarily through exchange‑traded funds, closed‑end funds and Treasury bills using a top‑down “hourglass” allocation framework. The firm maintains separate master trading accounts, produces proprietary monthly account statements with additional detail, and issues a periodic newsletter titled Financial Focus while keeping a daily trading log and trade‑error procedures.
What is distinctive relative to peers is the firm’s solo‑practitioner structure combined with direct, discretionary portfolio management for individual households and the use of percentage‑of‑assets fees. The firm also does not act as a private fund adviser or affiliate with pooled investment vehicles, and it limits its business to managing liquid investment portfolios rather than broader financial services.
Client services
Expertise
Fee options
$0 - $1,000,000: 1.0% annually $1,000,000+: 0.5% annually on amount over $1,000,000
Account minimum: $500,000
Main office
125 N 2nd St
Ashland OR 97520
Advisors at this office
1
Most active in
Oregon
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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