Sealex Advisory, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Sealex Advisory provides ongoing portfolio management and financial planning services to individuals and high‑net‑worth individuals, preparing individualized Investment Policy Statements and focusing on mutual funds, equities, ETFs, fixed income and Treasury inflation‑protected securities. Like many independent advisers, it charges asset‑based advisory fees and centers its service on monitoring and implementing client portfolios.
The firm’s investment approach is grounded in modern portfolio theory and a long‑term trading orientation, with documented risk‑tolerance levels used to guide asset allocation decisions and discretionary trading authority commonly requested to implement strategies. Clients receive regular account reporting through the custodian and the firm emphasizes fair and equitable allocation of investment opportunities across client accounts.
Noteworthy features include the firm’s distribution of periodicals or newsletters in addition to custodian reports, an uncommon communication practice among peers, and a requirement that clients use a specific custodian platform for account custody and trade execution. The firm’s principal is also a licensed insurance agent, a disclosed potential conflict of interest that the firm addresses through periodic review and written disclosures, and a Code of Ethics is available to clients upon request.
Client services
Expertise
Fee options
Fixed financial planning fees negotiated between $500 and $5,000.
$0 - $99,999: 1.25% $99,999.01 - $250,000: 1.15% $250,001 - $500,000: 1.10% $500,001 - $1,500,000: 1.00% $1,500,001+: 0.90%
Account minimum: $50,000 (waivable)
Main office
Tampa FL
Advisors at this office
1
Most active in
Connecticut · Florida
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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