Overland Park, KS Office
TeamData sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Searcy Financial Services, Inc.
Team
Firm-wide stats for Searcy Financial Services, Inc.
Clients per advisor
21 Very LowAvg AUM per client
$2,253,071 Very HighHNW client ratio
56% Very HighAbout
Searcy Financial Services, Inc. is an SEC‑registered adviser that provides integrated wealth management services — including financial planning, investment management and retirement plan consulting — to individuals (both non‑HNW and high‑net‑worth), retirement plans, corporations, foundations and other financial‑service firms. The firm reports managing roughly $514 million in discretionary assets and states it serves other investment adviser clients, providing operational and portfolio support to those firms.
The firm’s investment process begins with client discovery and risk assessment, then implements risk‑based model portfolios comprised of exchange‑traded funds, individual equities and bonds, with ongoing monitoring and most accounts managed on a discretionary basis across tiered service levels (Platinum, Gold, Silver). Searcy describes a generally long‑term, diversified approach but notes it may execute shorter‑term trades when appropriate and maintains non‑qualified accounts with the ability to use margin as a planning tool, notifying clients when margin is employed.
Distinctive features disclosed in the brochure include ownership of a subsidiary adviser, Allos Investment Advisors, LLC, and the provision of portfolio management and operational support to affiliated and other adviser clients. The firm also documents the use of paid testimonials/endorsements under written solicitation agreements and receives various custodial and third‑party services (research, technology and practice‑management support) from its custodian, with compliance procedures such as solicitation disclosures and annual surprise examinations to address related conflicts.
Based on Searcy Financial Services, Inc.
Expertise
Based on Searcy Financial Services, Inc.
Location
12980 Foster Street, Suite 160
Overland Park KS 66213-2703
Advisors at this office
5
Advisors at this office
Marcus S
CFP®, Series 65, Series 66
Overland Park, KS
Searcy Financial Services, Inc.
Marcus Shaffer is a CFP®-certified financial advisor with 18 years of industry experience. He has worked at Allos Investment Advisors, LLC since 2010 and also has experience with Searcy Financial Services, Inc. Outside of his advisory role, he serves as Chair Couple for the Wabash Cannonball Steering Committee, helping the Kansas State University Alumni Association organize their annual event. Allos Investment Advisors, LLC serves individuals, high-net-worth clients, trusts, estates, charitable organizations, and businesses through discretionary investment management and financial planning. The firm’s long-term, fundamentals-based approach includes customized portfolio construction and ongoing supervision, often utilizing mutual funds and ETFs after thorough due diligence.
Tori H
Series 65
Overland Park, KS
Searcy Financial Services, Inc.
Tori Herrig is a Series 65-licensed advisor with Searcy Financial Services, Inc. in Overland Park, KS. She joined the firm in 2026 and has prior work experience in healthcare and consulting roles. Searcy Financial Services, Inc. provides integrated wealth management services to individuals, retirement plans, corporations, foundations, and other financial firms, managing approximately $514 million in discretionary assets. The firm employs a risk-based investment approach using diversified model portfolios with ongoing monitoring and tiered service levels.
Brenda C
Series 65
Overland Park, KS
Searcy Financial Services, Inc.
Brenda Carrico is a financial advisor with Allos Investment Advisors, LLC in Overland Park, KS, holding a Series 65 designation and 12 years of industry experience. She has been with Allos Investment Advisors and Searcy Financial Services, Inc. since 2014. Allos Investment Advisors provides discretionary investment management and financial planning services to individuals, high-net-worth clients, trusts, estates, charitable organizations, and businesses. The firm employs a long-term, fundamentals-based investment approach and offers customized portfolio construction, ongoing supervision, and may recommend or oversee independent investment managers to meet client objectives.
John F
CFP®, Series 65
Overland Park, KS
Searcy Financial Services, Inc.
John Fales is a CFP® with 14 years of industry experience. He is currently with Searcy Financial Services, Inc., where he has worked intermittently since 2016, and is also associated with the firm's subsidiary, Allos Investment Advisors, LLC. Searcy Financial Services, Inc. is an SEC-registered adviser providing integrated wealth management services to individuals, retirement plans, corporations, and foundations. The firm manages approximately $514 million in discretionary assets and uses a risk-based investment process with model portfolios that include ETFs, individual equities, and bonds, offering tiered service levels and both long-term and opportunistic trading strategies.
Ryan B
CFP®, ChFC®, Series 65
Overland Park, KS
Searcy Financial Services, Inc.
Ryan Brooke is a CFP®, ChFC®, and Series 65-licensed financial advisor with 11 years of industry experience. He is affiliated with Searcy Financial Services, Inc. and Allos Investment Advisors, LLC, where he has held roles since 2016. Ryan is based in Overland Park, KS. Searcy Financial Services, Inc. offers integrated wealth management services to individuals, retirement plans, corporations, and foundations, managing approximately $514 million in discretionary assets. The firm employs a risk-based, diversified investment approach using model portfolios and provides portfolio management and operational support to affiliated and other adviser clients.
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