Searcy Financial Services, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$416,818,119
Clients
185
Advisors
9
across 5 offices
About
Searcy Financial Services, Inc. is an SEC‑registered adviser that provides integrated wealth management services — including financial planning, investment management and retirement plan consulting — to individuals (both non‑HNW and high‑net‑worth), retirement plans, corporations, foundations and other financial‑service firms. The firm reports managing roughly $514 million in discretionary assets and states it serves other investment adviser clients, providing operational and portfolio support to those firms.
The firm’s investment process begins with client discovery and risk assessment, then implements risk‑based model portfolios comprised of exchange‑traded funds, individual equities and bonds, with ongoing monitoring and most accounts managed on a discretionary basis across tiered service levels (Platinum, Gold, Silver). Searcy describes a generally long‑term, diversified approach but notes it may execute shorter‑term trades when appropriate and maintains non‑qualified accounts with the ability to use margin as a planning tool, notifying clients when margin is employed.
Distinctive features disclosed in the brochure include ownership of a subsidiary adviser, Allos Investment Advisors, LLC, and the provision of portfolio management and operational support to affiliated and other adviser clients. The firm also documents the use of paid testimonials/endorsements under written solicitation agreements and receives various custodial and third‑party services (research, technology and practice‑management support) from its custodian, with compliance procedures such as solicitation disclosures and annual surprise examinations to address related conflicts.
Client services
Expertise
Fee options
All+: 0.60% annually with a $15,000 minimum for Platinum level Under $3,000,000 - $3,000,000: 0.75% annually with a $5,000 minimum for Gold level Over $3,000,000+: $22,500 plus 0.50% on amount over $3,000,000 for Gold level Under $1,000,000 - $1,000,000: 1.00% annually with a $5,000 minimum for Silver level $1,000,000 - $2,000,000: $10,000 plus 0.75% on amount over $1,000,000 for Silver level Over $2,000,000+: $17,500 plus 0.50% on amount over $2,000,000 for Silver level
Hourly rate at $300/hour for additional planning services outside service levels.
Account minimum: $1,500 Minimum fee: $1,500 annual minimum planning fee for Silver service level, $5,000 minimum for Gold under $3M, $15,000 minimum for Platinum. Fee-only: Planning and consulting fees are fixed dollar amounts based on service level: Platinum $10,000, Gold $5,000, Silver $1,500.
Main office
See office12980 Foster Street, Suite 160
Overland Park KS 66213-2703
Advisors at this office
5
Offices (5)
Most active in
Arizona · Arkansas · Florida · Idaho · Kansas · Missouri · Oregon · South Carolina · Tennessee · Texas · Utah
Also doing business as
Searcy Financial Services LLC · Searcy Financial Services, Inc.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Marcus S
CFP®, Series 65, Series 66
Overland Park, KS
Searcy Financial Services, Inc.
Marcus Shaffer is a CFP®-certified financial advisor with 18 years of industry experience. He has worked at Allos Investment Advisors, LLC since 2010 and also has experience with Searcy Financial Services, Inc. Outside of his advisory role, he serves as Chair Couple for the Wabash Cannonball Steering Committee, helping the Kansas State University Alumni Association organize their annual event. Allos Investment Advisors, LLC serves individuals, high-net-worth clients, trusts, estates, charitable organizations, and businesses through discretionary investment management and financial planning. The firm’s long-term, fundamentals-based approach includes customized portfolio construction and ongoing supervision, often utilizing mutual funds and ETFs after thorough due diligence.
Tori H
Series 65
Overland Park, KS
Searcy Financial Services, Inc.
Tori Herrig is a Series 65-licensed advisor with Searcy Financial Services, Inc. in Overland Park, KS. She joined the firm in 2026 and has prior work experience in healthcare and consulting roles. Searcy Financial Services, Inc. provides integrated wealth management services to individuals, retirement plans, corporations, foundations, and other financial firms, managing approximately $514 million in discretionary assets. The firm employs a risk-based investment approach using diversified model portfolios with ongoing monitoring and tiered service levels.
Brenda C
Series 65
Overland Park, KS
Searcy Financial Services, Inc.
Brenda Carrico is a financial advisor with Allos Investment Advisors, LLC in Overland Park, KS, holding a Series 65 designation and 12 years of industry experience. She has been with Allos Investment Advisors and Searcy Financial Services, Inc. since 2014. Allos Investment Advisors provides discretionary investment management and financial planning services to individuals, high-net-worth clients, trusts, estates, charitable organizations, and businesses. The firm employs a long-term, fundamentals-based investment approach and offers customized portfolio construction, ongoing supervision, and may recommend or oversee independent investment managers to meet client objectives.
John F
CFP®, Series 65
Overland Park, KS
Searcy Financial Services, Inc.
John Fales is a CFP® with 14 years of industry experience. He is currently with Searcy Financial Services, Inc., where he has worked intermittently since 2016, and is also associated with the firm's subsidiary, Allos Investment Advisors, LLC. Searcy Financial Services, Inc. is an SEC-registered adviser providing integrated wealth management services to individuals, retirement plans, corporations, and foundations. The firm manages approximately $514 million in discretionary assets and uses a risk-based investment process with model portfolios that include ETFs, individual equities, and bonds, offering tiered service levels and both long-term and opportunistic trading strategies.
Daniel R
Series 65
Sugar City, ID
Searcy Financial Services, Inc.
Daniel Rubio is a Series 65-licensed financial advisor with Searcy Financial Services, Inc. and Allos Investment Advisors, LLC. He has one year of industry experience and a background that includes roles in credit union services, dental practice administration, and education at Brigham Young University–Idaho and Southeastern Community College. Searcy Financial Services, Inc. is an SEC-registered adviser offering integrated wealth management services to individuals, retirement plans, corporations, and foundations. The firm employs a risk-based investment process using diversified portfolios of ETFs, equities, and bonds, managing approximately $514 million in discretionary assets and providing operational and portfolio support to other investment advisers.
Ryan B
CFP®, ChFC®, Series 65
Overland Park, KS
Searcy Financial Services, Inc.
Ryan Brooke is a CFP®, ChFC®, and Series 65-licensed financial advisor with 11 years of industry experience. He is affiliated with Searcy Financial Services, Inc. and Allos Investment Advisors, LLC, where he has held roles since 2016. Ryan is based in Overland Park, KS. Searcy Financial Services, Inc. offers integrated wealth management services to individuals, retirement plans, corporations, and foundations, managing approximately $514 million in discretionary assets. The firm employs a risk-based, diversified investment approach using model portfolios and provides portfolio management and operational support to affiliated and other adviser clients.
Tanner M
CFP®, Series 65
Spanish Fork, UT
Searcy Financial Services, Inc.
Tanner Manning is a CFP® with two years of industry experience, currently serving as a financial advisor at Searcy Financial Services, Inc. He has worked at both Searcy Financial Services and its subsidiary, Allos Investment Advisors, LLC. Outside of his advisory role, he operates a concrete pumping business and is involved in training employees. Searcy Financial Services, Inc. provides integrated wealth management services—including financial planning, investment management, and retirement plan consulting—to individuals, retirement plans, corporations, and foundations. The firm manages approximately $514 million in discretionary assets and offers risk-based, diversified investment strategies primarily using exchange-traded funds, individual equities, and bonds.
Jessica K
Series 65
Phoeniz, AZ
Searcy Financial Services, Inc.
Jessica Kmetty is a financial advisor at Searcy Financial Services, Inc. in Phoenix, AZ, holding a Series 65 designation with 16 years of industry experience. Her career includes multiple tenures at both Searcy Financial Services and Allos Investment Advisors. Searcy Financial Services, Inc. offers integrated wealth management services to individual investors, high-net-worth clients, trusts, estates, corporations, foundations, and other financial firms. The firm employs a risk-based investment approach with diversified portfolios and provides tiered service levels combining planning, portfolio implementation, and ongoing consultation.
Matthew R
Series 65
Rexburg, ID
Searcy Financial Services, Inc.
Matthew Ray is a financial advisor at Searcy Financial Services, Inc. in Rexburg, ID, holding a Series 65 designation with one year of industry experience. His prior work includes roles at KeyBank Investment Services and Allos Investment Advisors, LLC, as well as experience outside the financial industry at The Denver Shade Company and teaching positions at Brigham Young University-Idaho and Mountain Vista High School. Searcy Financial Services is an SEC-registered adviser providing integrated wealth management services to individuals, retirement plans, corporations, foundations, and other financial-service firms. The firm manages approximately $514 million in discretionary assets and employs a risk-based, diversified investment approach with model portfolios primarily managed on a discretionary basis.
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