Phoeniz, AZ Office

Searcy Financial Services, Inc. is an SEC‑registered adviser that provides integrated wealth management services — including financial planning, investment management and retirement plan consulting — to individuals (both non‑HNW and high‑net‑worth), retirement plans, corporations, foundations and other financial‑service firms. The firm reports managing roughly $514 million in discretionary assets and states it serves other investment adviser clients, providing operational and portfolio support to those firms.

The firm’s investment process begins with client discovery and risk assessment, then implements risk‑based model portfolios comprised of exchange‑traded funds, individual equities and bonds, with ongoing monitoring and most accounts managed on a discretionary basis across tiered service levels (Platinum, Gold, Silver). Searcy describes a generally long‑term, diversified approach but notes it may execute shorter‑term trades when appropriate and maintains non‑qualified accounts with the ability to use margin as a planning tool, notifying clients when margin is employed.

Distinctive features disclosed in the brochure include ownership of a subsidiary adviser, Allos Investment Advisors, LLC, and the provision of portfolio management and operational support to affiliated and other adviser clients. The firm also documents the use of paid testimonials/endorsements under written solicitation agreements and receives various custodial and third‑party services (research, technology and practice‑management support) from its custodian, with compliance procedures such as solicitation disclosures and annual surprise examinations to address related conflicts.