A complete list of active advisors currently associated with Secure Retirement Financial & Insurance Services Corp.
Warmer can help you find a great advisor at Secure Retirement Financial & Insurance Services Corp. or one who fits your needs even better.
Secure Retirement Financial & Insurance Services Corp. provides investment advisory and financial planning to individuals, retirement plans, trusts, estates and charitable organizations, managing roughly $102 million in discretionary assets across its client base. Services include ongoing portfolio management, retirement account advice, tailored financial planning and a referral program through which the firm accepts and contracts directly with clients referred by independent advisers. Investment decisions draw on a mix of fundamental, technical and cyclical analysis and are implemented in actively managed strategies such as a Tactical Allocation portfolio, a Dividend-Focused Income portfolio, and an Innovative Growth portfolio that emphasizes climate-change solutions, the energy transition, sustainable materials and digital infrastructure. Portfolios are selected and tailored to client goals, time horizons and risk tolerance and are reviewed on a regular, continuous basis. The firm discloses several features that distinguish it from many peers: a supervised person is also registered as a representative of a FINRA-member broker-dealer and the firm is licensed to sell fixed annuities and life insurance, so commissionable insurance and brokerage recommendations are possible and are disclosed as conflicts of interest. The brochure also describes a formal referral fee arrangement with outside advisers and notes a 2020 consent order related to client disbursement and recordkeeping issues, with subsequent implementation of identity-theft and client suitability policies.
To learn more about the advisors currently working at Secure Retirement Financial & Insurance Services Corp., click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
Name |
Location |
Years of experience |
|---|---|---|
San Ramon, CA
| 2
| |
San Ramon, CA
| 24
| |
San Ramon, CA
| 17
|
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