Securities Brokerage Services
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Securities Brokerage Services is a state-registered investment adviser that serves individual and high-net-worth clients, pension and profit-sharing plans, nonprofit organizations, and business entities; the firm’s four-advisor team reports $16,225,601 in assets under management for 42 advisory clients. It provides fee-based investment advisory services (non-discretionary), consulting for institutional clients such as nonprofits, and one-time financial planning engagements tailored to specific client objectives.
The firm collects detailed client data and risk-tolerance information via a questionnaire and data sessions, makes investment recommendations consistent with client objectives and time horizons, and conducts portfolio reviews at least quarterly. All advisory accounts are managed on a non-discretionary basis (the brochure reports zero discretionary assets) and account custody and trade execution are effected through Pershing via the Cetera broker-dealer relationship.
Distinctive aspects include that every adviser at the firm is also a registered representative of Cetera Advisor Networks and licensed with life insurance companies, so advisers routinely provide both brokerage/insurance products and fee-based advisory services — a dual-role structure that is uncommon among similar teams. The firm limits its advisory services to non-discretionary arrangements, does not accept proxy voting authority for client securities, and maintains an exclusive clearing/custody arrangement through Pershing/Cetera.
Client services
Expertise
Occupation focus
Fee options
Financial planning fees range from $450 to $15,000; Consulting services flat fees determined in advance
$0 - $1,000,000: 1.0% annually $1,000,001 - $2,500,000: 0.75% annually $2,500,001+: 0.50% annually
Consulting services billed at $150 per hour
Fee-only: Financial planning fees range from $450 to $15,000 as a one-time flat fee; Consulting services offered as flat fee or $150/hour
Main office
101 West Main Street #104
Carnegie PA 15106-2427
Advisors at this office
4
Most active in
Pennsylvania
Also doing business as
Securities Brokerage Services · Securities Brokerage Services, Inc · Valeriano & Associates, Inc.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Ralph S
Series 63, Series 65
Carnegie, PA
Securities Brokerage Services
Ralph Servati is a financial advisor with Securities Brokerage Services in Carnegie, PA, holding Series 63 and Series 65 licenses and bringing 37 years of industry experience. He has worked with Cetera Wealth Services, LLC since 2013 and Securities Brokerage Services since 2011. In addition to his advisory role, he operates as an independent insurance agent specializing in fixed annuities, life, accident, health, and long-term care insurance. Securities Brokerage Services is a state-registered investment adviser serving individual and high-net-worth clients, pension and profit-sharing plans, nonprofit organizations, and business entities. The firm offers fee-based, non-discretionary investment advisory services, institutional consulting, and one-time financial planning, managing over $16 million in assets for 42 clients.
Barry F
Series 63, Series 65
Carnegie, PA
Securities Brokerage Services
Barry Fasenmyer is a financial advisor with Securities Brokerage Services, holding Series 63 and Series 65 licenses and with 29 years of industry experience. His prior firms include Cetera, MetLife Securities, and Legacy Consulting Group. Securities Brokerage Services is a state-registered investment adviser serving individual and high-net-worth clients, pension and profit-sharing plans, nonprofit organizations, and business entities. The firm provides non-discretionary, fee-based investment advisory and consulting services tailored to client objectives, with all accounts custodied through Pershing via Cetera.
Theodore S
Series 63, Series 66
Carnegie, PA
Securities Brokerage Services
Theodore Staats III is a financial advisor with Securities Brokerage Services, holding Series 63 and Series 66 licenses and bringing 38 years of industry experience. His career includes roles at Cetera Wealth Services, LPL Financial, and Cetera Advisor Networks. He also holds a license as a fixed insurance agent, selling life insurance. Securities Brokerage Services is a state-registered investment adviser serving individual and high-net-worth clients, pension and profit-sharing plans, nonprofits, and business entities. The firm offers non-discretionary, fee-based advisory services, institutional consulting, and tailored financial planning, managing client accounts through a dual brokerage and advisory model.
Henry K
Series 63, Series 65
Carnegie, PA
Securities Brokerage Services
Henry Kasky is a financial advisor with Securities Brokerage Services in Pittsburgh, PA, holding Series 63 and Series 65 licenses and bringing 38 years of industry experience. He has worked at Cetera Wealth Services, LLC since 2013 and General American Life since 1971. In addition to his advisory role, Kasky is an independent insurance agent with a longstanding involvement in insurance services, including disability, fixed annuities, life, and long-term care products. Securities Brokerage Services is a state-registered investment adviser serving individual and high-net-worth clients, pension and profit-sharing plans, nonprofit organizations, and business entities. The firm offers fee-based, non-discretionary investment advisory services, institutional consulting, and tailored financial planning, managing $16.2 million in assets across 42 clients.
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