A complete list of active advisors currently associated with Securities Brokerage Services
Warmer can help you find a great advisor at Securities Brokerage Services or one who fits your needs even better.
Securities Brokerage Services is a state-registered investment adviser that serves individual and high-net-worth clients, pension and profit-sharing plans, nonprofit organizations, and business entities; the firm’s four-advisor team reports $16,225,601 in assets under management for 42 advisory clients. It provides fee-based investment advisory services (non-discretionary), consulting for institutional clients such as nonprofits, and one-time financial planning engagements tailored to specific client objectives. The firm collects detailed client data and risk-tolerance information via a questionnaire and data sessions, makes investment recommendations consistent with client objectives and time horizons, and conducts portfolio reviews at least quarterly. All advisory accounts are managed on a non-discretionary basis (the brochure reports zero discretionary assets) and account custody and trade execution are effected through Pershing via the Cetera broker-dealer relationship. Distinctive aspects include that every adviser at the firm is also a registered representative of Cetera Advisor Networks and licensed with life insurance companies, so advisers routinely provide both brokerage/insurance products and fee-based advisory services — a dual-role structure that is uncommon among similar teams. The firm limits its advisory services to non-discretionary arrangements, does not accept proxy voting authority for client securities, and maintains an exclusive clearing/custody arrangement through Pershing/Cetera.
To learn more about the advisors currently working at Securities Brokerage Services, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
Name |
Location |
Years of experience |
|---|---|---|
Carnegie, PA
| 38
| |
Carnegie, PA
| 37
|
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