Boston, MA One Boston Place Office
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Sequentis Capital LLC
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About
Sequentis Capital LLC provides discretionary investment management, financial planning, and retirement plan advisory services to individual and high‑net‑worth clients. The firm manages client accounts on an asset‑based fee basis through custodial relationships and serves a relatively small client base with a three‑advisor team.
The firm’s investment approach centers on strategic asset allocation informed by fundamental analysis, with portfolios that can include U.S. and global equities, fixed income, ETFs, mutual funds, commodities and options; Sequentis emphasizes long‑term positioning while using risk measures to adjust exposures and may trade more actively to rebalance or respond to market events. Clients work with the advisor to set investment objectives, constraints and reasonable account restrictions, and accounts are reviewed and monitored on a regular basis.
What is distinctive for a firm of this size is that several advisory personnel are also licensed insurance professionals and may recommend and implement commission‑based insurance products in addition to advisory services, a practice the brochure discloses as a potential conflict of interest (one managing director reports spending roughly 20 hours per month on insurance activities). The firm also recently transitioned from state to SEC registration and combines investment management with ERISA 3(21) retirement plan advisory services while operating with a compact, three‑advisor structure.
Based on Sequentis Capital LLC
Expertise
Based on Sequentis Capital LLC
Location
One Boston Place, 201 Washington St 26th Floor
Boston MA 02108
Advisors at this office
2
Advisors at this office
Patrick D
ChFC®, Series 63
Boston, MA
Sequentis Capital LLC
Patrick Davis is a financial advisor at Sequentis Capital LLC with 12 years of industry experience. He holds the ChFC® designation and Series 63 license. Prior to joining Sequentis Capital in 2023, he worked at Integrated Wealth Concepts LLC and M3 Advisory Group, LLC. In addition to advisory services, he engages in fixed insurance sales for a few hours each week. Sequentis Capital provides discretionary investment management, financial planning, and retirement-plan advisory services to individuals, high-net-worth clients, family offices, trusts, foundations, and endowments. The firm combines strategic asset allocation and fundamental analysis with ongoing risk monitoring to construct diversified portfolios tailored to long-term and tactical market conditions.
Charles B
Series 63, Series 66
Boston, MA
Sequentis Capital LLC
Charles Butler III is a financial advisor at Sequentis Capital LLC in Boston, MA, holding Series 63 and Series 66 licenses with 25 years of industry experience. His prior roles include positions at Vision 4 Fund Distributors, LLC, and Advisors Asset Management, Inc., as well as self-employment. Sequentis Capital provides discretionary investment management, financial planning, and retirement-plan advisory services to individuals, high-net-worth clients, family offices, trusts, foundations, and endowments. The firm combines strategic asset allocation and fundamental analysis with ongoing risk monitoring to construct diversified, primarily long-term portfolios, and also offers ERISA-focused services for retirement plans.
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