Serco Investments Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Serco Investments Inc. is an independent, single-advisor investment adviser that provides discretionary portfolio management to individual clients. The firm charges asset-based fees and outlines its services and account review practices in its Form ADV brochure.
The ADV describes the firm's methods of analysis, investment strategies and the risks of loss, and indicates the advisor exercises investment discretion when managing client accounts. With 13 clients and $32.2 million in assets under management, the adviser delivers individualized portfolio management and periodic account reviews rather than standardized mass-market solutions.
Compared with many peers, Serco's client base is very small, so assets per client are materially higher than typical independent solo practices — roughly $2.5 million in AUM per client — which may reflect a focus on a limited number of larger relationships. The brochure also includes disclosures on performance-based fees and other financial industry activities and affiliations, indicating attention to potential conflicts and alternative compensation arrangements.
Client services
Main office
Miami FL
Advisors at this office
1
Most active in
Florida
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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