ServePoint Capital LLC

The firm’s brochure describes discretionary asset management for clients that can include high‑net‑worth individuals, trusts, estates, charitable organizations, and business entities, while positioning itself as an investment manager able to serve pooled or institutional mandates. Services include ongoing portfolio construction, investment selection, asset allocation, and monitoring, with clients able to impose written investment restrictions.

ServePoint uses a performance‑based compensation approach instead of a traditional percentage‑of‑assets fee, and participation in that fee program is limited to clients who meet specified eligibility criteria. The firm’s investment process blends fundamental, technical, charting and cyclical analysis and contemplates active trading techniques, including options and other derivatives, as well as the use of margin or borrowing where appropriate under its discretionary authority.

Several operational features are noteworthy relative to peers: the brochure discloses the use of derivatives and margin/borrowing within managed accounts, practices that are uncommon among firms in this category, and the firm explicitly does not rely on percentage‑of‑AUM advisory fees. The adviser is newly formed, operated by a single principal, reports no client assets at filing, and does not routinely vote client proxies (clients receive and vote their own proxy materials unless they request assistance).