A complete list of active advisors currently associated with SG Securities, LLC

Warmer can help you find a great advisor at SG Securities, LLC or one who fits your needs even better.

SG Securities, LLC is a fee-based advisory firm serving individual and high‑net‑worth clients with ongoing portfolio management and financial planning and consulting services. The firm operates at a small scale, reporting one advisor, roughly $16.25 million in regulatory assets under management, and about 86 client relationships. Investment programs are tailored to each client's goals, time horizon, and risk tolerance, with the firm offering both discretionary and non‑discretionary management and using fundamental, technical, and cyclical analysis across long‑term, short‑term, and trading strategies. Clients receive periodic account reviews and written or verbal financial plans (typically delivered within thirty business days), and may impose written investment restrictions or choose how fees are paid. Distinctive features noted in the brochure include regularly offered public seminars and workshops that are educational and provided at no charge, a service relatively uncommon among supported firms. The firm also discloses an affiliated insurance business and a licensed insurance agent who may offer insurance products to clients for commission, a relationship the brochure identifies as a potential conflict of interest and describes procedures and client options to mitigate.

To learn more about the advisors currently working at SG Securities, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.