Sherman Asset Management, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$106,882,452
Clients
32
Advisors
1
of 1 employees
About
Sherman Asset Management, Inc. provides financial planning, discretionary asset management and consulting to individuals, trusts, pension plans and business clients. In addition to typical AUM-based portfolio management, the firm advises on annuities through the SS&C Advent/DPL Marketplace and serves as investment manager to an affiliated private pooled vehicle, Signal 7 Tactical Sentiment Fund LP.
The firm uses strategic asset allocation with tactical shifts driven by recent price movements in ETFs and individual equities, relying in part on statistical back‑testing and higher‑frequency trading tactics that can increase transaction activity and short‑term tax consequences. SAM manages most accounts on a discretionary basis, monitors positions regularly, permits clients to impose reasonable investment restrictions, and performs periodic portfolio reviews.
SAM is notable among solo independent advisers for operating and sponsoring a private fund through its affiliate Signal 7 Capital Management LLC and for receiving performance‑based allocations for that fund, a structure that creates side‑by‑side management considerations the firm discloses and controls for in its policies. The firm also uses third‑party technology for integrated insurance reporting and maintains a prime brokerage arrangement for the fund, arrangements that are less common for firms of this size.
Client services
Expertise
Occupation focus
Fee options
0.75% annually with a $3,000 minimum annual fee
Fund managed by affiliate charges 1.00% annual management fee plus 20% performance fee based on Fund gains with an 8% hurdle rate
Minimum fee: Minimum annual fee of $3,000 (or $750 per quarter) applicable to Asset Management Services Fee-only: Financial planning fees range from $1,000 to $10,000 on a fixed fee basis
Main office
1500 Palma Dr., Suite 133
Ventura CA 93003
Advisors at this office
1
Most active in
California
Disclosures
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Business activities & affiliations
Is active or affiliated with:
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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