A complete list of active advisors currently associated with Sherman Asset Management, Inc.

Warmer can help you find a great advisor at Sherman Asset Management, Inc. or one who fits your needs even better.

Sherman Asset Management, Inc. provides financial planning, discretionary asset management, and consulting services to individuals, trusts, and business clients. The firm operates as a small independent adviser and structures engagements around an initial data-gathering process and ongoing supervisory portfolio management. SAM’s investment approach combines strategic asset allocation with tactical shifts driven by analysis of recent price movements in ETFs and individual stocks, and the firm monitors portfolios daily with at least quarterly performance reviews. The brochure discloses that the tactics rely on statistical back‑testing, may involve frequent trading, and can include the use of margin and options strategies; SAM also integrates third‑party insurance and annuity reporting through a DPL Marketplace to provide consolidated client reporting. What distinguishes the firm from many solo independent advisers is its role as investment manager to an affiliated pooled vehicle, Signal 7 Tactical Sentiment Fund LP, with an affiliated entity acting as general partner and potential performance‑based allocations to the manager. The brochure describes that fund interests are privately offered to eligible clients, may be subject to side‑letter arrangements and separate fund fees and expenses, and that these relationships and potential conflicts are disclosed to prospective investors.

To learn more about the advisors currently working at Sherman Asset Management, Inc., click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.

Name	Location	Years of experience
Roy Sherman	Ventura, CA	12

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