Shiraishi Financial Group Advisors
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Shiraishi Financial Group Advisors is a team-based registered investment adviser with six investment professionals managing roughly $110 million for about 450 clients. The firm provides financial planning, one-on-one financial consultation, discretionary portfolio management, third‑party investment advisor referrals, and retirement plan services for individuals, high‑net‑worth clients, trusts, estates, charitable organizations and business entities.
SFGA uses a tactical asset allocation approach and offers several model strategies — including an Active model focused on fixed income positioning, a Seasonal model that increases large‑cap equity exposure during historically favorable months, and a Sector model that rotates between equity and bond sectors — typically implemented through no‑load or load‑waived mutual funds and sub‑accounts of variable insurance products. Its methods include fundamental, technical and cyclical analysis, and most client relationships include ongoing discretionary authority with periodic portfolio reviews.
What is distinctive about the firm relative to many peers are its operational affiliations and retirement plan capabilities: its advisers also act as registered representatives of a broker‑dealer and as licensed insurance agents, the firm directs clients to specified custodians and clearing firms, and it refers clients to third‑party advisors under formal agreements — arrangements the firm discloses as potential conflicts of interest. SFGA also provides both ERISA fiduciary and non‑fiduciary retirement plan services, including participant advice and investment policy support, which is a prominent part of its service mix.
Client services
Expertise
Occupation focus
Fee options
Financial Planning Services: fixed fee from $500 to $10,000; Financial Consultation Services: fixed annual fee from $500 to $10,000
$0 - $1,000,000: 2.55% annual fee (Mutual Fund and Non-Commissionable Variable Annuities) $1,000,000+: 1.50% annual fee (Mutual Fund and Non-Commissionable Variable Annuities) $0 - $1,000,000: 1.85% annual fee (Commissionable Variable Annuity and Variable Universal Life Insurance Policies) $1,000,000+: 1.00% annual fee (Commissionable Variable Annuity and Variable Universal Life Insurance Policies)
Commission income from implementation of securities and insurance products through IARs acting as Registered Representatives or Insurance Agents; commissions vary and are separate from advisory fees
Account minimum: $50,000 Fee-only: Financial Planning Services: fixed fee ranging from $500 to $10,000; Financial Consultation Services: fixed annual fee ranging from $500 to $10,000 billed quarterly in advance
Main office
1357 Kapiolani Blvd, Ste 1140
Honolulu HI 96814
Advisors at this office
5
Most active in
California · Hawaii · Illinois · Louisiana · Oregon · Texas · Washington
Also doing business as
Sfga LLC · Shiraishi Financial Group Advisors
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Graham E
Series 63, Series 65
Honolulu, HI
Shiraishi Financial Group Advisors
Graham Enomoto is a financial advisor with Shiraishi Financial Group Advisors in Honolulu, HI, holding Series 63 and Series 65 licenses with 19 years of industry experience. He has been affiliated with Independent Financial Group, LLC and Shiraishi Financial Group Advisors since 2016 and has provided insurance services since 2008. Shiraishi Financial Group Advisors is a team-based registered investment adviser managing approximately $110 million for around 450 clients. The firm offers financial planning, discretionary portfolio management, and retirement plan services using a tactical asset allocation approach and a range of model strategies tailored to individuals, high-net-worth clients, trusts, estates, charitable organizations, and business entities.
Grant A
CFP®, CFA®, Series 66
Honolulu, HI
Shiraishi Financial Group Advisors
Grant Arita is a financial advisor at Shiraishi Financial Group Advisors in Honolulu, HI, holding CFP® and CFA® designations with 13 years of industry experience. He has worked at Shiraishi Financial Group Advisors since 2014 and previously at United Planners' Financial Services and Independent Financial Group, LLC. Outside of his advisory role, he serves as grantor and trustee of a personal joint trust. Shiraishi Financial Group Advisors serves individuals, trusts, estates, charitable organizations, and business entities, offering financial planning, discretionary portfolio management, and retirement plan services. The firm employs tactical asset allocation and model strategies that adjust among bond funds, large-cap equity funds, and cash equivalents to manage risk and volatility.
Herbert S
Series 63, Series 65
Honolulu, HI
Shiraishi Financial Group Advisors
Herbert Shiraishi is a financial advisor with Shiraishi Financial Group Advisors in Honolulu, HI, holding Series 63 and Series 65 credentials and over 37 years of industry experience. He has been with Shiraishi Financial Group Advisors since 2013 and is also the owner of SFG, Ltd., a Hawaii-licensed insurance agency. Outside of his advisory work, he volunteers with YoungLife Oahu. Shiraishi Financial Group Advisors serves individuals, trusts, estates, charitable organizations, and businesses by providing financial planning, consultation, discretionary portfolio management, and retirement plan services. The firm employs tactical asset allocation and model strategies focused on managing risk and volatility through active, seasonal, and sector models, typically using no-load or load-waived mutual funds and variable insurance product sub-accounts.
Jason W
Series 63, Series 65
Honolulu, HI
Shiraishi Financial Group Advisors
Jason Wong is a financial advisor with Shiraishi Financial Group Advisors in Honolulu, HI, holding Series 63 and Series 65 licenses and possessing 28 years of industry experience. He has been associated with Shiraishi Financial Group Advisors since 2013 and has also served with Independent Financial Group, LLC and United Planners' Financial Services. In addition to his advisory role, Wong is a Hawaii-licensed insurance agent offering disability, life, and long-term care insurance. Shiraishi Financial Group Advisors serves individuals, trusts, estates, charitable organizations, and business entities by providing financial planning, discretionary portfolio management, and retirement plan services. The firm employs tactical asset allocation and model strategies that adjust among bond funds, large-cap equity funds, and cash equivalents to manage risk and volatility, using primarily no-load or load-waived mutual funds and sub-accounts of variable insurance products.
Kendall K
Series 63, Series 65
Honolulu, HI
Shiraishi Financial Group Advisors
Kendall Kakugawa is a financial advisor with Shiraishi Financial Group Advisors in Honolulu, HI, holding Series 63 and Series 65 licenses and bringing 18 years of industry experience. He has worked with several firms including United Planners' Financial Services and Independent Financial Group. Outside of his advisory role, he serves as a deacon and treasurer on the board of Leeward Community Church. Shiraishi Financial Group Advisors serves individuals, trusts, estates, charitable organizations, and business entities, offering financial planning, portfolio management, and retirement plan services. The firm employs tactical asset allocation and model strategies to manage risk and volatility, using no-load or load-waived mutual funds and tailored discretionary management.
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