SHK Capital Management, Inc.

SHK Capital Management provides fee-based, discretionary wealth management and investment advisory services to a wide range of clients, including individuals, high‑net‑worth clients, trusts, estates, corporations, profit‑sharing plans, and charitable organizations. Services described in the brochure include customized portfolio construction, ongoing investment supervision, retirement account rollover advice, and occasional hourly consultations.

The firm’s investment approach is primarily long‑term and combines modern portfolio theory with fundamental and technical analysis to set strategic asset allocations aligned with each client’s goals and risk tolerance. Portfolios are typically built from individual stocks and bonds and may include options strategies, ETFs, and mutual funds; the adviser also may retain legacy positions for tax or fit reasons and allows clients to place reasonable investment restrictions.

Notable departures from many peers include the brochure’s disclosure of a broader-than‑typical client mix for an investment manager — covering pension/profit‑sharing plans, charitable organizations, corporations and other institutional counterparties in addition to individual clients — and the availability of hourly advisory consultations and options‑based hedging. The firm is owner‑operated, discloses an affiliated tax‑preparation business, and relies on an independent custodian for client assets while generally not accepting custody or proxy‑voting responsibility.