Austin, TX Office

Shorebreak Capital provides fee-based financial planning and portfolio management to a mix of individual investors (including accredited investors and high-net-worth clients), trusts, estates, retirement plans, charitable organizations, and closely held businesses. The state‑registered firm, founded in 2016, manages roughly $21 million across a small advisory team and primarily provides discretionary asset management while clients retain custody of their assets.

The firm uses a risk‑calibrated model approach with five strategic portfolios that specify target volatility ranges and are actively monitored and rebalanced — typically reviewed weekly — to respond to macroeconomic conditions and market rotations. Portfolios commonly use ETFs and mutual funds but may also include individual securities, options, closed‑end funds, and access to institutional credit and real‑estate interval funds; clients execute investment policy statements and may impose investment restrictions.

Compared with many peers, Shorebreak discloses several atypical business practices: it accepts non‑traded, non‑listed securities and maintains advisory fee obligations tied to those positions until a liquidity event occurs (even if the adviser is removed), and it operates multiple overlapping fee and model‑portfolio programs including legacy arrangements and differing billing practices. The firm also notes that some affiliated representatives engage in outside businesses (insurance, real estate, business consulting and other roles), and one advisory representative disclosed a prior termination from a broker‑dealer for internal policy violations.