A complete list of active advisors currently associated with Shum Financial Group, Inc.

Warmer can help you find a great advisor at Shum Financial Group, Inc. or one who fits your needs even better.

Shum Financial Group serves individuals (including high-net-worth clients), businesses, and charitable organizations with fee-based investment management, financial planning, and retirement-plan services. The firm provides both discretionary and non-discretionary portfolio management, variable annuity and variable life account management, and offers access to Envestnet’s wrap platform for managed portfolios. Investment decisions are informed by fundamental analysis and documented investment policy statements, with account reviews performed at least quarterly and more frequently as market conditions dictate. The firm’s stated strategies include long- and short-term purchases, trading, and option-writing, and the brochure notes that certain separately managed accounts may employ derivatives and use borrowing or margin — practices that are uncommon among peers in the team-firm category. Noteworthy operational features include the ability to serve as either a limited-scope ERISA 3(21) advisor or a discretionary ERISA 3(38) investment manager for qualified retirement plans, and the explicit management of variable annuity/variable life portfolios without receiving commissions. The firm also discloses a stated account minimum of $1,000,000 (subject to discretionary acceptance) and manages roughly $322 million in client assets with a small advisory team, which shapes its client mix and service model.

To learn more about the advisors currently working at Shum Financial Group, Inc., click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.